|4Sep 18, 9:43 PM ET

Spence John Yogi 4

4 · Montana Technologies Corp. · Filed Sep 18, 2024

Insider Transaction Report

Form 4
Period: 2024-09-16
Transactions
  • Other

    Class A Common Stock

    2024-09-166,827,9690 total(indirect: By LLC)
  • Other

    Warrants

    2024-09-168,900,0000 total(indirect: By LLC)
    Exercise: $11.50From: 2024-04-13Exp: 2029-03-14Class A Common Stock (8,900,000 underlying)
Holdings
  • Class A Common Stock

    49,901
  • Warrants

    (indirect: By LLC)
    Exercise: $11.50From: 2024-04-13Exp: 2029-03-14Class A Common Stock (2,725,000 underlying)
    2,725,000
  • Class A Common Stock

    (indirect: By LLC)
    3,481,338
  • Class A Common Stock

    26,372
Footnotes (6)
  • [F1]Represents a pro rata distribution in-kind by XPDI Sponsor II LLC to its members for no consideration (the "Distribution").
  • [F2]XPDI Sponsor II LLC (the "Sponsor") is controlled by its managing members, Transition Equity Partners, LLC ("TEP") and XMS XPDI Sponsor II Holdings, LLC ("XMS XPDI Holdings"). Patrick C. Eilers is the managing member of TEP, and Theodore J. Brombach and John Yogi Spence are the managing members of XMS XPDI Holdings.
  • [F3]Represents securities acquired in the Distribution.
  • [F4]Theodore J. Brombach and John Yogi Spence are the managing members of XMS XPDI Holdings.
  • [F5]Represents securities directly held by Theodore J. Brombach.
  • [F6]Represents securities directly held by John Yogi Spence.

Documents

1 file
  • 4
    ownership.xmlPrimary