Home/Filings/4/0001213900-24-082812
4//SEC Filing

Mazur Leonard L 4

Accession 0001213900-24-082812

CIK 0001506251other

Filed

Sep 26, 8:00 PM ET

Accepted

Sep 27, 5:26 PM ET

Size

25.8 KB

Accession

0001213900-24-082812

Insider Transaction Report

Form 4
Period: 2024-08-14
Mazur Leonard L
DirectorChief Executive Officer
Transactions
  • Award

    Warrant to Purchase Common Stock

    2024-09-25+2,234,7002,234,700 total
    Exercise: $0.77Exp: 2025-09-27Common Stock (2,234,700 underlying)
  • Disposition to Issuer

    Warrant to Purchase Common Stock

    2024-08-143,137,2550 total
    Exercise: $1.15Exp: 2024-08-14Common Stock (3,137,255 underlying)
  • Award

    Warrant to Purchase Common Stock

    2024-08-14+3,137,2553,137,255 total
    Exercise: $1.15Exp: 2025-08-14Common Stock (3,137,255 underlying)
  • Disposition to Issuer

    Warrant to Purchase Common Stock

    2024-09-252,234,7000 total
    Exercise: $0.77Exp: 2024-09-27Common Stock (2,234,700 underlying)
Holdings
  • Stock Option (Right to Purchase Common Stock)

    Exercise: $3.45Exp: 2027-09-13Common Stock (40,000 underlying)
    40,000
  • Warrant to Purchase Common Stock

    Exercise: $1.42Exp: 2025-04-05Common Stock (1,165,048 underlying)
    1,165,048
  • Common Stock

    10,255,343
  • Stock Option (Right to Purchase Common Stock)

    Exercise: $1.25Exp: 2032-10-04Common Stock (550,000 underlying)
    550,000
  • Stock Option (Right to Purchase Common Stock)

    Exercise: $2.04Exp: 2031-10-11Common Stock (650,000 underlying)
    650,000
  • Stock Option (Right to Purchase Common Stock)

    Exercise: $0.70Exp: 2033-10-10Common Stock (550,000 underlying)
    550,000
  • Stock Option (Right to Purchase Common Stock)

    Exercise: $1.01Exp: 2030-10-06Common Stock (200,000 underlying)
    200,000
  • Stock Option (Right to Purchase Common Stock)

    Exercise: $2.00Exp: 2031-07-22Common Stock (300,000 underlying)
    300,000
  • Stock Option (Right to Purchase Common Stock)

    Exercise: $0.67Exp: 2029-10-08Common Stock (175,000 underlying)
    175,000
  • Stock Option (Right to Purchase Common Stock)

    Exercise: $1.62Exp: 2028-09-04Common Stock (150,000 underlying)
    150,000
Footnotes (7)
  • [F1]The two reported transactions involved an amendment of an outstanding warrant to extend the termination date from August 14, 2024 to August 14, 2025, which resulted in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally issued on August 13, 2018 and was exercisable immediately.
  • [F2]The two reported transactions involved an amendment of an outstanding warrant to extend the termination date from September 27, 2024 to September 27, 2025, which resulted in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally issued on September 27, 2019 and was exercisable immediately.
  • [F3]The warrant is fully vested and exercisable immediately.
  • [F4]The options were granted on October 10, 2023. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
  • [F5]The options were granted on October 4, 2022. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
  • [F6]The options were granted on October 11, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
  • [F7]The options are vested in full and exercisable immediately.

Documents

1 file

Issuer

Citius Pharmaceuticals, Inc.

CIK 0001506251

Entity typeother

Related Parties

1
  • filerCIK 0001463414

Filing Metadata

Form type
4
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 5:26 PM ET
Size
25.8 KB