4//SEC Filing
ATWOOD BRIAN G 4
Accession 0001213900-24-084829
CIK 0001870404other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 9:52 PM ET
Size
13.5 KB
Accession
0001213900-24-084829
Insider Transaction Report
Form 4
ATWOOD BRIAN G
Director
Transactions
- Exercise/Conversion
Common Stock
2024-09-25+19,358,578→ 19,607,313 total(indirect: By Trust) - Exercise/Conversion
Series A Convertible Preferred Stock
2024-09-25$1000.00/sh−1,002$1,002,000→ 0 total(indirect: By Trust)→ Common Stock (19,358,578 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-09-30−13,857→ 0 totalExercise: $5.28Exp: 2030-12-27→ Common Stock (13,857 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-09-30−1,317,956→ 0 totalExercise: $1.77Exp: 2034-03-24→ Common Stock (1,317,956 underlying)
Holdings
- 125,000
Common Stock
Footnotes (3)
- [F1]On September 25, 2024, the Reporting Person converted an aggregate of 1,002 shares of Series A Preferred Stock into 19,358,578 shares of Common Stock. Each share of Series A Preferred Stock has a stated value of $1,000 and, at the option of the holder, is convertible into a number of shares of Common Stock determined by dividing (x) the value of the shares of Series A Preferred Stock, plus any additional amounts thereon as of such date of determination, by (y) the conversion price of $1.00. As a result of various adjustments in the terms of the Series A Preferred Stock, each $1,000 of Series A Preferred Stock was converted into 19,320 shares of common stock. The Series A Preferred Stock has no expiration date.
- [F2]The reporting person is the trustee of the Atwood-Edminster Trust dtd 4-2-2000 (the "Atwood-Edminster Trust") and has sole voting and disposition power with respect to the shares owned by the Atwood-Edminster Trust.
- [F3]Represents the forfeiture of employee stock options in connection with the Reporting Person's resignation as Chief Executive Officer of the Issuer.
Documents
Issuer
CERO THERAPEUTICS HOLDINGS, INC.
CIK 0001870404
Entity typeother
Related Parties
1- filerCIK 0001266567
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 9:52 PM ET
- Size
- 13.5 KB