4/A//SEC Filing
Archer Mark 4/A
Accession 0001213900-24-085041
CIK 0001566826other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 4:08 PM ET
Size
12.9 KB
Accession
0001213900-24-085041
Insider Transaction Report
Form 4/AAmended
LogicMark, Inc.LGMK
Archer Mark
Chief Financial Officer
Transactions
- Award
Common Stock
2024-08-05$0.46/sh+21,486$9,785→ 44,856 total - Award
Series B Common Stock Purchase Warrant
2024-10-01$0.01/sh+21,486$107→ 21,486 totalExercise: $0.47From: 2024-10-01Exp: 2027-02-05→ Common Stock (21,486 underlying) - Award
Series A Common Stock Purchase Warrant
2024-10-01$0.01/sh+62,772$314→ 62,772 totalExercise: $0.16From: 2024-10-01Exp: 2029-08-05→ Common Stock (62,772 underlying)
Holdings
- 1,441(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]Each of the shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"), the Series A Common Stock Purchase Warrants (the "Series A Warrants"), the Series B Common Stock Purchase Warrants (the "Series B Warrants"), and any other securities held by the reporting person that are convertible, exchangeable or exercisable into shares of Common Stock, are subject to the terms and conditions of a lock-up agreement entered into between the issuer (the "Company") and the reporting person, which prevents the offer, sale or other disposition thereof, subject to certain exceptions, for a period of 60 days from the date of the closing of the Company's offering of its securities pursuant to the Company's registration statement on Form S-1, as amended (File No. 333-179133), declared effective by the U.S. Securities and Exchange Commission ("SEC") on August 1, 2024.
- [F2]The reporting person is a partner at FLG but disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all such reported shares for purposes of Section 16 or for any other purpose.
- [F3]This Form 4 amendment is being filed by the reporting person in order to reflect the acquisition by the reporting person of the Series A Warrants and the Series B Warrants on October 1, 2024, the date on which the Company obtained the approval of its stockholders for the issuance of all shares of Common Stock issuable upon exercise of each of the Series A Warrants and Series B Warrants in accordance with Rule 5635(d) of The Nasdaq Stock Market LLC (the "Stockholder Approval"), on which the exercisability of each of the Series A Warrants and the Series B Warrants was conditioned. Accordingly, the dates in Columns 3 and 6 of Table II of the Form 4 filed by the reporting person with the SEC on August 6, 2024 (the "Original Form 4") are hereby amended to October 1, 2024.
- [F4]This Form 4 amendment is also being filed by the reporting person to amend the exercise price reported in Column 2 of Table II of the Original Form 4 and the number of shares of Common Stock reported in Columns 5, 7 and 9 of Table II of the Original Form 4 to reflect such information as of the date of Stockholder Approval.
Documents
Issuer
LogicMark, Inc.
CIK 0001566826
Entity typeother
Related Parties
1- filerCIK 0001913913
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 4:08 PM ET
- Size
- 12.9 KB