3//SEC Filing
Blue Planet New Energy Technology Ltd 3
Accession 0001213900-24-098448
CIK 0001708341other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 4:15 PM ET
Size
7.4 KB
Accession
0001213900-24-098448
Insider Transaction Report
Form 3
Holdings
Warrant
Exercise: $1.80Exp: 2029-10-18→ Common Stock (6,000,000 underlying)- 6,000,000(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Represents shares of the Issuer's common stock, par value $0.0001 (the "Common Stock"), acquired by Blue Planet New Energy Technology Limited (the "Reporting Person" or "Blue Planet") from the Issuer at a purchase price of $1.10 per share for a price of $6,600,000 in a private placement transaction pursuant to a Securities Purchase Agreement, dated October 18, 2024 (the "SPA"). Rimu Investment Limited, a company incorporated under the laws of Hong Kong ("Rimu"), beneficially owns 100% of the class B interests in Blue Planet and may be deemed to share beneficial ownership over the securities owned by Blue Planet. The class B interests in Blue Planet provide Rimu with the right to veto any investment decision made by Blue Planet with respect to its investment in the Issuer, at the sole discretion of Rimu. Zongmin Ding beneficially owns 100% of the interests in Rimu and may be deemed to share beneficial ownership over the securities owned by Blue Planet.
- [F2]The Reporting Person disclaims beneficial ownership of the securities held by Blue Planet except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]Pursuant to the PSA, the Reporting Person also acquired a corresponding warrant to purchase up to 6,000,000 shares of Common Stock, with an exercise price of $1.80 per share, which may not be exercised if Blue Planet, together with its affiliates, would beneficially own more than 19.99% of the number of shares of the Common Stock outstanding immediately after giving effect to such exercise, unless the Issuer obtains shareholder approval pursuant to applicable NASDAQ rules.
Documents
Issuer
Allied Gaming & Entertainment Inc.
CIK 0001708341
Entity typeother
IncorporatedVirgin Islands, British
Related Parties
1- filerCIK 0002043930
Filing Metadata
- Form type
- 3
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 4:15 PM ET
- Size
- 7.4 KB