4//SEC Filing
ELLIN ROBERT S 4
Accession 0001213900-24-104636
CIK 0001940177other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 5:07 PM ET
Size
9.4 KB
Accession
0001213900-24-104636
Insider Transaction Report
Form 4
PodcastOne, Inc.PODC
ELLIN ROBERT S
DirectorExecutive Chairman
Transactions
- Purchase
Common Stock, $0.00001 par value
2024-11-26$2.03/sh+3,500$7,105→ 169,431 total - Purchase
Common Stock, $0.00001 par value
2024-11-25$1.88/sh+1$2→ 165,931 total
Holdings
- 864,851(indirect: See footnotes)
Common Stock, $0.00001 par value
Footnotes (4)
- [F1]Represents (i) 506,087 shares of Issuer's common stock owned by Trinad Capital Master Fund Ltd. ("Trinad Capital"), as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 34,106 shares of Issuer's common stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 324,658 shares of Issuer's common stock owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person.
- [F2]Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]Does not include shares of Issuer's common stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power.
- [F4]Since September 1, 2024, the Reporting Person has purchased 59,923 shares of Issuer's common stock.
Documents
Issuer
PodcastOne, Inc.
CIK 0001940177
Entity typeother
Related Parties
1- filerCIK 0001071292
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 5:07 PM ET
- Size
- 9.4 KB