Griffin Kevin 4
4 · SPRUCE POWER HOLDING CORP · Filed Dec 2, 2024
Insider Transaction Report
Form 4
Griffin Kevin
Director
Transactions
- Purchase
Common Stock
2024-11-27$2.37/sh+10,000$23,653→ 448,125 total(indirect: See Footnotes)
Holdings
- 264,583(indirect: See Footnotes)
Common Stock
- 39,100
Common Stock
Footnotes (3)
- [F1]Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.
- [F2]Includes shares of common stock managed by MGG Investment Group, LP ("MGG"), that allocates to various held funds of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein.
- [F3]Includes shares of common stock issuable upon exercise of warrants held by MGG , of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein.