4//SEC Filing
Donaghey Christopher Wayne 4
Accession 0001213900-24-106059
CIK 0000879911other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 4:24 PM ET
Size
12.8 KB
Accession
0001213900-24-106059
Insider Transaction Report
Form 4
Donaghey Christopher Wayne
President & CEO/Principal AO
Transactions
- Award
Incentive Stock Options
2024-11-26+1,000,000→ 1,000,000 totalExercise: $0.78→ Common Stock, par value $.001 per share (1,000,000 underlying)
Holdings
- 150,000
Non-Statutory Stock Options
Exercise: $0.35Exp: 2029-04-29→ Common Stock, par value $.001 per share (150,000 underlying) - 161,027
Common Stock, par value $0.001 per share
- 200,000
Non-Statutory Stock Options
Exercise: $0.61Exp: 2031-05-12→ Common Stock, par value $.001 per share (200,000 underlying) - 1,000,000
Incentive Stock Options
Exercise: $2.36Exp: 2032-07-13→ Common Stock, par value $.001 per share (1,000,000 underlying) - 200,000
Restricted Stock Units
→ Common Stock, par value $.001 per share (200,000 underlying)
Footnotes (5)
- [F1]The options vest upon the achievement of specified revenue milestones as follows: with respect to 170,000 Shares, upon achievement of gross revenues of $10 million; with respect to an additional 330,000 Shares, upon achievement of gross revenues of $25 million; and with respect to the remaining 500,000 Shares, upon achievement of gross revenues of $50 million. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan and expire ten years from the date of grant.
- [F2]These options vested in instalments of 37,500 shares on each of 9/29/2019, 4/29/2020, 9/29/2020 and 4/29/2021. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
- [F3]These options vested on May 12, 2022. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
- [F4]These options vest over four years, in equal annual instalments of 250,000 shares, commencing on July 12, 2023, having currently vested as to 500,000 shares. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
- [F5]These RSUs vest in equal annual instalments of 100,000 shares, commencing on July 12, 2023 and have no expiration date or exercise price.
Documents
Issuer
APPLIED ENERGETICS, INC.
CIK 0000879911
Entity typeother
Related Parties
1- filerCIK 0001953387
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 4:24 PM ET
- Size
- 12.8 KB