4//SEC Filing
WILDER C JOHN 4
Accession 0001213900-24-108955
CIK 0001845123other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 5:15 PM ET
Size
16.2 KB
Accession
0001213900-24-108955
Insider Transaction Report
Form 4
AleAnna, Inc.ANNA
Nautilus Resources LLC
10% Owner
Transactions
- Award
Class C HoldCo Units
2024-12-13+25,994,400→ 25,994,400 total(indirect: See Footnotes)→ Class A Common Stock (12,997,200 underlying) - Award
Class A Common Stock
2024-12-13+37,134,194→ 37,134,194 total(indirect: See Footnotes) - Gift
Class A Common Stock
2024-12-13−6,655,470→ 30,478,724 total(indirect: See Footnotes) - Award
Class C Common Stock
2024-12-13+25,994,400→ 25,994,400 total(indirect: See Footnotes)→ Class A Common Stock (12,997,200 underlying)
WILDER C JOHN
10% Owner
Transactions
- Gift
Class A Common Stock
2024-12-13−6,655,470→ 30,478,724 total(indirect: See Footnotes) - Award
Class A Common Stock
2024-12-13+37,134,194→ 37,134,194 total(indirect: See Footnotes) - Award
Class C HoldCo Units
2024-12-13+25,994,400→ 25,994,400 total(indirect: See Footnotes)→ Class A Common Stock (12,997,200 underlying) - Award
Class C Common Stock
2024-12-13+25,994,400→ 25,994,400 total(indirect: See Footnotes)→ Class A Common Stock (12,997,200 underlying)
Footnotes (6)
- [F1]In connection with the closing of the initial business combination of AleAnna, Inc. (f/k/a Swiftmerge Acquisition Corp.) (the "Issuer") on December 13, 2024, Nautilus Resources LLC received and directly owns (i) shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), (ii) shares of the Issuer's Class C common stock, par value $0.0001 per share ("Class C Common Stock"), and (iii) Class C units of Swiftmerge HoldCo LLC, a wholly owned subsidiary of the Issuer ("Class C HoldCo Units").
- [F2]This statement is jointly filed by and on behalf of each of C. John Wilder, Jr. and Nautilus Resources LLC. Mr. Wilder directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise to beneficially own any securities owned by Nautilus Resources LLC. The reporting persons each disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities covered by this statement.
- [F3]The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- [F4]Represents securities of the Issuer that are directly beneficially owned by Nautilus Resources LLC.
- [F5]Nautilus Resources LLC gifted shares of Class A Common Stock to the John and Susan Wilder Foundation, which is managed and controlled by Mr. Wilder, together with his spouse.
- [F6]Each Class C HoldCo Unit together with one share of Class C Common Stock is exchangeable at any time, at the election of the holder, into one share of Class A Common Stock. The Class C HoldCo Units and Class C Common Stock have no expiration date.
Documents
Issuer
AleAnna, Inc.
CIK 0001845123
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001077495
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 5:15 PM ET
- Size
- 16.2 KB