4//SEC Filing
Green Thumb Industries Inc. 4
Accession 0001213900-24-109031
$GTBIFCIK 0001800637operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 7:42 AM ET
Size
8.8 KB
Accession
0001213900-24-109031
Insider Transaction Report
Form 4
Agrify CorpAGFY
RSLGH, LLC
10% Owner
Transactions
- Purchase
Pre-Funded Warrants (right to buy)
2024-12-12$35.54/sh+185,500$6,592,670→ 185,500 totalExercise: $0.00→ Common Stock (185,500 underlying)
Green Thumb Industries Inc.
10% Owner
Transactions
- Purchase
Pre-Funded Warrants (right to buy)
2024-12-12$35.54/sh+185,500$6,592,670→ 185,500 totalExercise: $0.00→ Common Stock (185,500 underlying)
Footnotes (2)
- [F1]On 12/12/2024, RLSGH, LLC (the "Investor") entered into a purchase agreement with Double or Nothing, LLC ("DON"), pursuant to which the Investor purchased pre-funded warrants to acquire up to 185,500 shares of the common stock of Agrify Corporation (the "Issuer") at a purchase price of $35.54 per pre-funded warrant, which is equal to the most recent closing price of the Issuer's common stock as of the time the purchase agreement was signed. The pre-funded warrants include a beneficial ownership limitation of 4.99% of the Issuer's common stock. The Investor may increase or decrease this percentage, but not in excess of 49.99%, by providing at least 61 days' prior notice. Additionally, the pre-funded warrants may not be exercised to the extent that the aggregate number of shares of common stock issued at closing and upon exercise of pre-funded warrants under the Asset Purchase Agreement among the Company, DON its members, dated as of 12/12/2024, would collectively exceed 370,670.
- [F2]The Investor is the direct beneficial owner of the pre-funded warrants. The Investor is an indirectly wholly-owned subsidiary of Green Thumb Industries Inc. ("Green Thumb"). Green Thumb is the sole shareholder of GTI23, Inc., which is the sole member of VCP23, LLC, which is the sole shareholder of For Success Holdings Company. For Success Holdings Company is the sole member of Wellness Mgmt, LLC, which is the sole member of Core Growth, LLC. Core Growth, LLC is the sole member of Investor.
Documents
Issuer
Agrify Corp
CIK 0001800637
Entity typeoperating
Related Parties
1- filerCIK 0001795139
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 7:42 AM ET
- Size
- 8.8 KB