4//SEC Filing
Loch Aston 4
Accession 0001213900-24-109843
CIK 0001845123other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 5:15 PM ET
Size
7.1 KB
Accession
0001213900-24-109843
Insider Transaction Report
Form 4
AleAnna, Inc.ANNA
Loch Aston
COO and Secretary
Transactions
- Other
Warrants
2024-12-13−5,600,000→ 0 total(indirect: Swiftmerge Holdings, LP)→ Class A Common Stock (5,600,000 underlying)
Footnotes (2)
- [F1]The securities reported on this Form 4 are held by Swiftmerge Holdings, LP (the "Sponsor"). The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.
- [F2]In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.
Documents
Issuer
AleAnna, Inc.
CIK 0001845123
Entity typeother
Related Parties
1- filerCIK 0001850325
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 5:15 PM ET
- Size
- 7.1 KB