4//SEC Filing
STROME MARK E 4
Accession 0001213900-25-004766
CIK 0001101026other
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 8:00 AM ET
Size
10.0 KB
Accession
0001213900-25-004766
Insider Transaction Report
Form 4
STROME MARK E
10% Owner
Transactions
- Other
Common Stock
2025-01-17$18.50/sh+34,000$629,000→ 432,683 total(indirect: By entity)
STROME GROUP, INC.
Other
Transactions
- Other
Common Stock
2025-01-17$18.50/sh+34,000$629,000→ 432,683 total(indirect: By entity)
Transactions
- Other
Common Stock
2025-01-17$18.50/sh+34,000$629,000→ 432,683 total(indirect: By entity)
Footnotes (3)
- [F1]The reported securities are owned directly by Strome Mezzanine Fund, LP ("SMF"). On January 17, 2025, SMF entered into an Exchange Agreement with the Issuer, pursuant to which in exchange for cancelling the License Co-Development Participation Agreement between the Issuer and SMF dated October 8, 2020, the Issuer agreed to issue to SMF the reported securities.
- [F2]Strome Investment Management, LP is the general partner of SMF. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for and to beneficially own the shares held by SMF under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act").
- [F3]Pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein.
Documents
Issuer
Zivo Bioscience, Inc.
CIK 0001101026
Entity typeother
Related Parties
1- filerCIK 0000919484
Filing Metadata
- Form type
- 4
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 8:00 AM ET
- Size
- 10.0 KB