5//SEC Filing
STROME MARK E 5
Accession 0001213900-25-006114
CIK 0001101026other
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 7:48 PM ET
Size
12.3 KB
Accession
0001213900-25-006114
Insider Transaction Report
Form 5
STROME MARK E
10% Owner
Transactions
- Purchase
Common Stock Purchase Warrant
2024-08-27+3,000→ 44,171 total(indirect: By entity)Exercise: $8.44From: 2024-08-27Exp: 2029-08-27→ Common Stock - Purchase
Common Stock
2024-08-27$8.44/sh+30,000$253,200→ 398,683 total(indirect: By entity)
Transactions
- Purchase
Common Stock
2024-08-27$8.44/sh+30,000$253,200→ 398,683 total(indirect: By entity) - Purchase
Common Stock Purchase Warrant
2024-08-27+3,000→ 44,171 total(indirect: By entity)Exercise: $8.44From: 2024-08-27Exp: 2029-08-27→ Common Stock
STROME GROUP, INC.
Other
Transactions
- Purchase
Common Stock Purchase Warrant
2024-08-27+3,000→ 44,171 total(indirect: By entity)Exercise: $8.44From: 2024-08-27Exp: 2029-08-27→ Common Stock - Purchase
Common Stock
2024-08-27$8.44/sh+30,000$253,200→ 398,683 total(indirect: By entity)
Footnotes (3)
- [F1]The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II).
- [F2]Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for and to beneficially own the shares held by SMF under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act").
- [F3]Pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein.
Documents
Issuer
Zivo Bioscience, Inc.
CIK 0001101026
Entity typeother
Related Parties
1- filerCIK 0000919484
Filing Metadata
- Form type
- 5
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 7:48 PM ET
- Size
- 12.3 KB