4//SEC Filing
Hayes Anthony 4
Accession 0001213900-25-012975
CIK 0000012239other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 4:49 PM ET
Size
10.6 KB
Accession
0001213900-25-012975
Insider Transaction Report
Form 4
Hayes Anthony
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2025-02-10+288,184→ 975,007 total - Purchase
Series A Warrants (right to buy)
2025-02-10+288,184→ 288,184 totalExercise: $3.72From: 2025-02-12Exp: 2030-02-12→ Common Stock (288,184 underlying) - Purchase
Series B Warrants (right to buy)
2025-02-10+288,184→ 288,184 totalExercise: $4.22From: 2025-02-12Exp: 2030-02-12→ Common Stock (288,184 underlying)
Holdings
- 116,248(indirect: By IRA)
Common Stock
Footnotes (2)
- [F1]On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
- [F2]The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
Documents
Issuer
Dominari Holdings Inc.
CIK 0000012239
Entity typeother
Related Parties
1- filerCIK 0001538372
Filing Metadata
- Form type
- 4
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 4:49 PM ET
- Size
- 10.6 KB