Hayes Anthony 4
4 · Dominari Holdings Inc. · Filed Feb 12, 2025
Insider Transaction Report
Form 4
Hayes Anthony
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2025-02-10+288,184→ 975,007 total - Purchase
Series A Warrants (right to buy)
2025-02-10+288,184→ 288,184 totalExercise: $3.72From: 2025-02-12Exp: 2030-02-12→ Common Stock (288,184 underlying) - Purchase
Series B Warrants (right to buy)
2025-02-10+288,184→ 288,184 totalExercise: $4.22From: 2025-02-12Exp: 2030-02-12→ Common Stock (288,184 underlying)
Holdings
- 116,248(indirect: By IRA)
Common Stock
Footnotes (2)
- [F1]On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
- [F2]The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.