4//SEC Filing
Tech Eric M. 4
Accession 0001213900-25-025849
CIK 0001772720other
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 9:45 AM ET
Size
15.7 KB
Accession
0001213900-25-025849
Insider Transaction Report
Form 4
Tech Eric M.
Director
Transactions
- Sale
Common Stock
2023-03-15$0.81/sh−8,560$6,955→ 144,018 total - Tax Payment
Common Stock
2024-05-29$0.44/sh−8,772$3,849→ 144,018 total - Award
Common Stock
2024-08-12+48,232→ 144,018 total
Holdings
- 3,125(indirect: By daughter)
Common Stock
- 6,313(indirect: By Trust)
Common Stock
- 3,125(indirect: By daughter)
Common Stock
Footnotes (4)
- [F1]This transaction was inadvertently effectuated within six months of matching acquisitions. Accordingly, the Reporting Person realized short-swing profits of $50.00 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the purchases of securities on June 1, 2023 and the disposition of the Issuer's common shares reported herein, which was a sell-to-cover transaction to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions.
- [F2]Reflects an adjustment for the 1 to 8 reverse stock split of the Issuer's common stock, effectuated on October 6, 2023.
- [F3]Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed.
- [F4]The securities awarded are in the form of RSUs that each represent a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025.
Issuer
SPRUCE POWER HOLDING CORP
CIK 0001772720
Entity typeother
Related Parties
1- filerCIK 0001552112
Filing Metadata
- Form type
- 4
- Filed
- Mar 30, 8:00 PM ET
- Accepted
- Mar 31, 9:45 AM ET
- Size
- 15.7 KB