Hayes Anthony 4
4 · Dominari Holdings Inc. · Filed Apr 16, 2025
Insider Transaction Report
Form 4
Hayes Anthony
DirectorChief Executive Officer
Transactions
- Award
Stock Option (right to buy)
2025-04-16+5,000,000→ 5,000,000 totalExp: 2035-02-09→ Common Stock (5,000,000 underlying)
Holdings
- 116,248(indirect: By IRA)
Common Stock
- 1,629,566
Common Stock
- 288,184
Series A Warrants (right to buy)
→ Common Stock (288,184 underlying) - 288,184
Series B Warrants (right to buy)
→ Common Stock (288,184 underlying)
Footnotes (3)
- [F1]The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
- [F2]On April 16, 2025, the Reporting Person accepted a stock option to purchase 5,000,000 shares of the Issuer's Common Stock by the Compensation Committee of the Issuer's board of directors under the Issuer's 2022 Equity Incentive Plan, which are exercisable upon the filing of a Form S-8 to register the shares of Common Stock subject to the stock option, and have an exercise price of $6.16 and expire February 9, 2035.
- [F3]The Reporting Person holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47.