4//SEC Filing
Capone Vincent S. 4
Accession 0001213900-25-037720
CIK 0001833498other
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 5:02 PM ET
Size
15.1 KB
Accession
0001213900-25-037720
Insider Transaction Report
Form 4
Capone Vincent S.
CFO and General Counsel
Transactions
- Award
Common Stock
2025-04-30+100,000→ 119,700 total
Holdings
- 7,062
NQSO
Exercise: $4.36Exp: 2032-05-06→ Common Stock (7,062 underlying) - 12,240
NQSO
Exercise: $4.41Exp: 2033-04-13→ Common Stock (12,240 underlying) - 13,162
NQSO
Exercise: $5.47Exp: 2033-06-29→ Common Stock (13,162 underlying) - 50,000
Restricted Stock Unit
Exercise: $0.00Exp: 2034-02-28→ Common Stock (50,000 underlying) - 62,038
ISO
Exercise: $4.36Exp: 2032-05-06→ Common Stock (62,038 underlying) - 6,120
ISO
Exercise: $4.41Exp: 2033-04-13→ Common Stock (6,120 underlying) - 6,581
ISO
Exercise: $5.47Exp: 2033-06-29→ Common Stock (6,581 underlying) - 75,000
NQSO
Exercise: $1.20Exp: 2035-04-01→ Common Stock (75,000 underlying)
Footnotes (6)
- [F1]The total includes 100,000 restricted stock units ("RSUs"), which are fully vested and were issued on 4/28/2025.
- [F2]33% of the stock options vested on 5/6/2023, 33% vested on 5/6/2024, and the remainder vest on 6/5/2025.
- [F3]33% of the stock options vested on 4/13/2024, 33% vested on 4/13/2025, and the remainder vest on 4/13/2026.
- [F4]33% of the stock options vest on 6/29/2024, 33% vest on 6/29/2025, and the remainder vest on 6/25/2026.
- [F5]All of the RSUs will vest on 12/31/2025.
- [F6]33% of the stock options vest monthly over a 12-month period beginning on 4/1/2025. The remainder vest pursuant to certain performance-based metrics.
Documents
Issuer
Spectral AI, Inc.
CIK 0001833498
Entity typeother
Related Parties
1- filerCIK 0001992121
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 5:02 PM ET
- Size
- 15.1 KB