Cotton Richard John 4
4 · Spectral AI, Inc. · Filed May 1, 2025
Insider Transaction Report
Form 4
Cotton Richard John
Director
Transactions
- Award
Common Stock
2025-04-30+9,699→ 66,927 total
Holdings
- 9,700
Restricted Stock Unit
Exercise: $4.48Exp: 2033-04-13→ Common Stock (9,700 underlying) - 31,460
ISO
Exercise: $1.67Exp: 2034-05-15→ Common Stock (31,460 underlying) - 75,000
NQSO
Exercise: $1.25Exp: 2035-04-23→ Common Stock (75,000 underlying) - 27,136
ISO
Exercise: $1.67Exp: 2034-05-15→ Common Stock (27,136 underlying)
Footnotes (5)
- [F1]The total includes 9,699 restricted stock units ("RSUs"), which are fully vested and were issued on 4/28/2025.
- [F2]100% of the restricted units vest on 4/13/2026.
- [F3]100% of the stock options vested on the date of issuance.
- [F4]75% of the stock options were vested as if the date hereof. The remaining 25% vest of 5/15/2025.
- [F5]25,000 of the stock options vest monthly over a 12 month period beginning on April 23, 2025. The remaining 50,000 stock options vest upon the achievement of certain milestones.