Hayes Anthony 4
4 · Dominari Holdings Inc. · Filed May 6, 2025
Insider Transaction Report
Form 4
Hayes Anthony
DirectorChief Executive Officer
Transactions
- Gift
Common Stock
2025-05-05−15,000→ 1,614,566 total
Holdings
- 288,184
Series B Warrants (right to buy)
→ Common Stock (288,184 underlying) - 116,248(indirect: By IRA)
Common Stock
- 288,184
Series A Warrants (right to buy)
→ Common Stock (288,184 underlying)
Footnotes (3)
- [F1]On May 5, 2025, the Reporting Person made a charitable gift of 15,000 shares. No value was received for the gifted shares.
- [F2]The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
- [F3]The Reporting Person holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47.