O'Hara Mary Payton 4
4 · APPLIED ENERGETICS, INC. · Filed May 22, 2025
Insider Transaction Report
Form 4
O'Hara Mary Payton
DirectorGeneral Counsel and CLO
Transactions
- Award
Incentive Stock Option
2025-05-20+500,000→ 500,000 totalExercise: $0.86→ Common Stock, par value $0.001 (500,000 underlying)
Holdings
- 640,000
Incentive Stock Option
Exercise: $2.40→ Common Stock, par value $0.001 (640,000 underlying) - 360,000
Non-Statutory Stock Options
Exercise: $1.27→ Common Stock, par value $0.001 (360,000 underlying)
Footnotes (4)
- [F1]Options subject to vesting upon achievement of revenue-based milestones in amounts of 85,000, 165,000 and 250,000 shares upon the issuer's achievement of gross revenues in the amounts of $10 million, $25 million and $50 million, respectively.
- [F2]Options were granted in exchange for services under the 2018 incentive Stock Plan and expire on the tenth anniversary of the date of grant.
- [F3]Options were subject to timed vesting in equal monthly installments over three years from the date of grant and are fully vested.
- [F4]Options are vested in the amount of 533,333 shares, with 106,667 shares remaining subject to vesting through 2025.