4/A//SEC Filing
GARNETT KEITHLY 4/A
Accession 0001213900-25-051689
CIK 0001979414other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 7:15 PM ET
Size
14.4 KB
Accession
0001213900-25-051689
Insider Transaction Report
Form 4/AAmended
Transactions
- Other
Common Stock
2025-03-26−687→ 37,231 total(indirect: By LLC) - Exercise of In-Money
Common Stock
2025-03-26$12.00/sh+13,438$161,256→ 50,669 total(indirect: By LLC) - Sale
Common Stock
2025-03-26$19.13/sh−166$3,176→ 44,053 total(indirect: By LLC) - Sale
Common Stock
2025-03-26$25.00/sh−6,450$161,250→ 44,219 total(indirect: By LLC) - Exercise of In-Money
Warrant (right to buy)
2025-03-26−13,438→ 0 total(indirect: By LLC)Exercise: $12.00From: 2025-03-26→ Common Stock (13,438 underlying)
Holdings
- 240,000
Common Stock
Footnotes (6)
- [F1]Transfer of shares of common stock held by HCWG LLC ("HCWG") pursuant to agreement. Reporting Person is the sole member of the direct holder of the shares. See also footnote 3.
- [F2]Not applicable. Number of shares transferred was based on a per share value of $18.
- [F3]Reporting Person owns such shares by virtue of being the sole member of The Hilkiah Group LLC, which holds a 4.3% interest in HCWG. HCWG is the direct holder of Issuer's shares.
- [F4]On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG.
- [F5]In connection with HCWG's cashless exercise of the warrant described herein, Reporting Person paid his proportionate share of the exercise price on a cashless basis. Reporting Person's proportionate withholding from shares issued to HCWG totaled 6,450 warrant shares to pay the exercise price.
- [F6]Not applicable.
Documents
Issuer
NEONC TECHNOLOGIES HOLDINGS, INC.
CIK 0001979414
Entity typeother
Related Parties
1- filerCIK 0001997371
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 7:15 PM ET
- Size
- 14.4 KB