WALTERS PATRICK 4/A
4/A · NEONC TECHNOLOGIES HOLDINGS, INC. · Filed Jun 5, 2025
Insider Transaction Report
Form 4/AAmended
Transactions
- Exercise of In-Money
Warrant (right to buy)
2025-03-26−24,063→ 0 total(indirect: By LLC)Exercise: $12.00From: 2025-03-26→ Common Stock (24,063 underlying) - Sale
Common Stock
2025-03-26$25.00/sh−11,550$288,750→ 79,182 total(indirect: By LLC) - Other
Common Stock
2025-03-26−1,231→ 66,669 total(indirect: By LLC) - Exercise of In-Money
Common Stock
2025-03-26$12.00/sh+24,063$288,756→ 90,732 total(indirect: By LLC) - Sale
Common Stock
2025-03-26$19.13/sh−297$5,682→ 78,885 total(indirect: By LLC)
Holdings
- 797,488
Common Stock
Footnotes (6)
- [F1]Transfer of shares of common stock held by HCWG LLC ("HCWG") pursuant to agreement.
- [F2]Not applicable. Number of shares transferred was based on a per share value of $18.
- [F3]The shares reported herein represent only Reporting Person's percentage interest in HCWG LLC.
- [F4]On 3/26/2025, in conjunction with Issuer's initial listing on Nasdaq, HCWG exercised a warrant to purchase 312,500 shares of Issuer's common stock at $12 per share. HCWG paid the exercise price on a cashless basis, resulting in Issuer's withholding 150,000 of the warrant shares to pay the exercise price and issuing to HCWG the remaining 162,500 shares of common stock. Number of shares reported herein as acquired and disposed of by the Reporting Person represents Reporting Person's indirect interest in HCWG.
- [F5]In connection with HCWG's cashless exercise of the warrant described herein, Reporting Person paid his proportionate share of the exercise price on a cashless basis. Reporting Person's proportionate withholding from shares issued to HCWG totaled 11,550 warrant shares to pay the exercise price.
- [F6]Not applicable.