4//SEC Filing
Amster Howard 4
Accession 0001213900-25-056285
CIK 0001490349other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 5:00 PM ET
Size
16.3 KB
Accession
0001213900-25-056285
Insider Transaction Report
Form 4
AMSTER HOWARD
Director10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value
2025-06-17$49.87/sh−167$8,328→ 234,451 total - Purchase
Common Stock, $0.001 par value
2025-06-17$48.64/sh−315$15,322→ 234,284 total - Purchase
Common Stock, $0.001 par value
2025-06-17$50.04/sh−157$7,856→ 234,608 total
Holdings
- 557(indirect: By Pleasant Lake Corp)
Common Stock, $0.001 par value
- 16,604(indirect: By Trust)
Common Stock, $0.001 par value
- 10,971(indirect: By Trust)
Common Stock, $0.001 par value
- 676(indirect: By Trust)
Common Stock, $0.001 par value
- 409(indirect: By Trust)
Common Stock, $0.001 par value
- 109(indirect: By Trust)
Common Stock, $0.001 par value
- 41(indirect: By Trust)
Common Stock, $0.001 par value
Footnotes (10)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.12 to $48.64, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F10]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.74 to $49.96, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.01 to $50.14, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F4]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
- [F5]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
- [F6]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993.
- [F7]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.
- [F8]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005.
- [F9]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.
Documents
Issuer
PhenixFIN Corp
CIK 0001490349
Entity typeother
Related Parties
1- filerCIK 0000904853
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 5:00 PM ET
- Size
- 16.3 KB