Amster Howard 4

4 · PhenixFIN Corp · Filed Jun 20, 2025

Insider Transaction Report

Form 4

Period: 2025-06-17

PhenixFIN CorpPFX

Amster Howard

Director10% Owner

Transactions

Purchase
Common Stock, $0.001 par value
2025-06-17$49.87/sh−167$8,328→ 234,451 total
Purchase
Common Stock, $0.001 par value
2025-06-17$48.64/sh−315$15,322→ 234,284 total
Purchase
Common Stock, $0.001 par value
2025-06-17$50.04/sh−157$7,856→ 234,608 total

Holdings

Common Stock, $0.001 par value
(indirect: By Pleasant Lake Corp)
557
Common Stock, $0.001 par value
(indirect: By Trust)
16,604
Common Stock, $0.001 par value
(indirect: By Trust)
10,971
Common Stock, $0.001 par value
(indirect: By Trust)
676
Common Stock, $0.001 par value
(indirect: By Trust)
409
Common Stock, $0.001 par value
(indirect: By Trust)
109
Common Stock, $0.001 par value
(indirect: By Trust)
41

Footnotes (10)

[F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.12 to $48.64, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
[F10]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.
[F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.74 to $49.96, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
[F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.01 to $50.14, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
[F4]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
[F5]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
[F6]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993.
[F7]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.
[F8]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005.
[F9]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.

Documents

1 file

4
ownership.xmlPrimary