4//SEC Filing
Axiom Intelligence Holdings 1 LLC 4
Accession 0001213900-25-057414
CIK 0002057030other
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 9:00 PM ET
Size
15.4 KB
Accession
0001213900-25-057414
Insider Transaction Report
Form 4
Axiom Intelligence Holdings 1 LLC
10% Owner
Transactions
- Purchase
Class A Ordinary Shares
2025-06-20$10.00/sh+400,000$4,000,000→ 400,000 total - Purchase
Rights to receive Class A Ordinary Shares
2025-06-20+400,000→ 400,000 total→ Class A ordinary shares (40,000 underlying) - Other
Class B Ordinary Shares
2025-06-20$0.00/sh−41,666$167→ 6,666,667 total→ Class A ordinary shares (41,666 underlying)
Dodd Richard H.
Director10% Owner
Transactions
- Purchase
Class A Ordinary Shares
2025-06-20$10.00/sh+400,000$4,000,000→ 400,000 total - Purchase
Rights to receive Class A Ordinary Shares
2025-06-20+400,000→ 400,000 total→ Class A ordinary shares (40,000 underlying) - Other
Class B Ordinary Shares
2025-06-20$0.00/sh−41,666$167→ 6,666,667 total→ Class A ordinary shares (41,666 underlying)
Ward Douglas Edward
DirectorChief Executive Officer10% Owner
Transactions
- Purchase
Class A Ordinary Shares
2025-06-20$10.00/sh+400,000$4,000,000→ 400,000 total - Purchase
Rights to receive Class A Ordinary Shares
2025-06-20+400,000→ 400,000 total→ Class A ordinary shares (40,000 underlying) - Other
Class B Ordinary Shares
2025-06-20$0.00/sh−41,666$167→ 6,666,667 total→ Class A ordinary shares (41,666 underlying)
Footnotes (5)
- [F1]Reflects the 400,000 Class A ordinary shares of Axiom Intelligence Acquisition Corp 1 (the "Issuer") that are included in the 400,000 private placement units of the Issuer purchased by Axiom Intelligence Holdings 1 LLC (the "Sponsor") on June 20, 2025. Each private placement unit was purchased for $10 per unit and consists of one Class A ordinary share and one right to receive one-tenth (1/10) of one Class A ordinary share upon consummation of the Issuer's initial business combination, as described in the registration statement on Form S-1 (File No. 333-287279) (the "Registration Statement").
- [F2]The Sponsor is the record holder of such securities. The managing members of the Sponsor are Mr. Richard H. Dodd, our Executive Chairman of the Board, and Mr. Douglas Ward, our Chief Executive Officer, who hold voting and investment discretion with respect to the securities held of record by the Sponsor. As such, Mr. Dodd and Mr. Ward may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Mr. Dodd and Mr. Ward disclaim any beneficial ownership except to the extent of their pecuniary interest therein.
- [F3]Represents the 40,000 Class A ordinary shares which may be acquired by the Sponsor upon the conversion of 400,000 rights (included in the Sponsor's private placement units) upon consummation of the registrant's initial business combination. As described in the Registration Statement under the heading "Description of Securities--Share Rights," each right will automatically convert into one-tenth (1/10) of one Class A ordinary share upon consummation of the Issuer's initial business combination, subject to certain adjustments described therein and have no expiration date. No fractional Class A ordinary shares will be issued upon conversion of such rights.
- [F4]As described in the Registration Statement under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.
- [F5]As contemplated in connection with the initial public offering of the Issuer, 41,666 Class B ordinary shares of the Issuer were returned by the reporting persons to the Issuer for no consideration and cancelled, because the underwriters' over-allotment option was not exercised in full.
Documents
Issuer
Axiom Intelligence Acquisition Corp 1
CIK 0002057030
Entity typeother
Related Parties
1- filerCIK 0002061467
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 9:00 PM ET
- Size
- 15.4 KB