SeaStar Medical Holding Corp·4

Jul 3, 4:33 PM ET

Schlorff Eric 4

4 · SeaStar Medical Holding Corp · Filed Jul 3, 2025

Insider Transaction Report

Form 4
Period: 2025-07-01
Schlorff Eric
Chief Executive Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Unit

    2025-07-0121,6670 total
    Common Stock, par value $0.0001 per share (21,667 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.0001 per share

    2025-07-01+21,66798,517 total
Footnotes (7)
  • [F1]This Form 4 is being filed to report the vesting of certain restricted stock unit ("RSU") awards and the moving of unvested RSU awards previously reported in Table II to Table I.
  • [F2]Reflects RSUs that upon vesting converted into shares of ICU common stock.
  • [F3]The total includes 43,333 shares underlying RSUs that were previously reported in Table II.
  • [F4]On June 7, 2024, the Issuer effectuated a 1-for-25 reverse split of the Issuer's common stock resulting in a reduction in the number of shares held by the Reporting Person. In addition, proportionate adjustments were made to the Issuer's outstanding equity awards. Accordingly, all amounts of securities reported in this Form 4 have been adjusted to reflect the 1-for-25 reverse split.
  • [F5]Each restricted stock unit represents a contingent right to receive one share of ICU common stock.
  • [F6]As previously reported, on November 15, 2024, the reporting person was granted 65,000 RSUs, vesting in three approximately equal annual installments on the first, second and third anniversaries of July 1, 2024.
  • [F7]The total does not include 43,333 shares underlying RSUs that are now reported in Table I.

Documents

1 file
  • 4
    marketforms-70035.xmlPrimary

    PRIMARY DOCUMENT