4//SEC Filing
Donaghey Christopher Wayne 4
Accession 0001213900-25-064763
CIK 0000879911other
Filed
Jul 15, 8:00 PM ET
Accepted
Jul 16, 5:15 PM ET
Size
15.8 KB
Accession
0001213900-25-064763
Insider Transaction Report
Form 4
Donaghey Christopher Wayne
President & CEO/Principal AO
Transactions
- Exercise/Conversion
Restricted Stock Unit
2025-07-13−100,000→ 100,000 total→ Common Stock, par value $.001 per share (100,000 underlying) - Tax Payment
Common Stock, par value $0.001 per share
2025-07-15$2.27/sh−37,435$84,977→ 193,592 total - Exercise/Conversion
Common Stock, par value $0.001 per share
2025-07-13+100,000→ 231,027 total
Holdings
- 1,000,000
Incentive Stock Options
Exercise: $0.78→ Common Stock, par value $.001 per share (1,000,000 underlying) - 1,000,000
Incentive Stock Options
Exercise: $2.36Exp: 2032-07-13→ Common Stock, par value $.001 per share (1,000,000 underlying) - 150,000
Non-Statutory Stock Options
Exercise: $0.35Exp: 2029-04-29→ Common Stock, par value $.001 per share (150,000 underlying) - 200,000
Non-Statutory Stock Options
Exercise: $0.61Exp: 2031-05-12→ Common Stock, par value $.001 per share (200,000 underlying)
Footnotes (6)
- [F1]Consists of vesting of RSUs in the amount of 100,000 shares with no exercise price and forfeiture of 37,435 to cover tax withholding. Price reflects the weighted average price of multiple trades executed at prices ranging from $2.27 to $2.29, on July 15, 2025. The reporting person undertakes to provide to the SEC staff, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- [F2]RSUs vest automatically in the amount of 100,000 shares on each anniversary date, without execution or any need for exercise, and have no expiration date. They were issued in exchange for services pursuant to an RSU Agreement.
- [F3]The options vest upon the achievement of specified revenue milestones as follows: with respect to 170,000 Shares, upon achievement of gross revenues of $10 million; with respect to an additional 330,000 Shares, upon achievement of gross revenues of $25 million; and with respect to the remaining 500,000 Shares, upon achievement of gross revenues of $50 million. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan and expire ten years from the date of grant.
- [F4]These options vested in instalments of 37,500 shares on each of 9/29/2019, 4/29/2020, 9/29/2020 and 4/29/2021. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
- [F5]These options vested on May 12, 2022. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
- [F6]These options vest over four years, in equal annual instalments of 250,000 shares, commencing on July 12, 2023, having currently vested as to 750,000 shares. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
Documents
Issuer
APPLIED ENERGETICS, INC.
CIK 0000879911
Entity typeother
Related Parties
1- filerCIK 0001953387
Filing Metadata
- Form type
- 4
- Filed
- Jul 15, 8:00 PM ET
- Accepted
- Jul 16, 5:15 PM ET
- Size
- 15.8 KB