4//SEC Filing
Klamkin Jonathan 4
Accession 0001213900-25-076943
CIK 0001828805other
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 7:39 PM ET
Size
9.5 KB
Accession
0001213900-25-076943
Insider Transaction Report
Form 4
Aeluma, Inc.ALMU
Klamkin Jonathan
DirectorChief Executive Officer10% Owner
Transactions
- Other
Common Stock
2025-07-01$16.37/sh+2,403$39,337→ 1,629,398 total - Sale
Common Stock
2025-08-14$18.85/sh−150,000$2,827,305→ 1,479,398 total - Other
Stock Option
2025-07-01$16.37/sh+6,253$102,362→ 326,253 totalExercise: $16.37From: 2025-07-01Exp: 2035-07-01→ Common Stock (6,253 underlying)
Footnotes (4)
- [F1]Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents the contingent right to receive one share of Common Stock of the Issuer upon vesting of the RSU.
- [F2]The RSUs and the Stock Options were granted to the Reporting Person as a bonus and vested immediately (the "Bonus"). The Bonus was approved by the Issuer's Board of Directors.
- [F3]The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 14, 2025.
- [F4]These shares were sold in multiple transactions at prices ranging from $18.84520 to $18.85230. The price reported above reflects the weighted average sale price. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price.
Documents
Issuer
Aeluma, Inc.
CIK 0001828805
Entity typeother
Related Parties
1- filerCIK 0001869626
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 7:39 PM ET
- Size
- 9.5 KB