Home/Filings/4/0001213900-25-081184
4//SEC Filing

Green Thumb Industries Inc. 4

Accession 0001213900-25-081184

$GTBIFCIK 0001800637operating

Filed

Aug 26, 8:00 PM ET

Accepted

Aug 27, 5:00 PM ET

Size

9.0 KB

Accession

0001213900-25-081184

Insider Transaction Report

Form 4
Period: 2025-08-25
Transactions
  • Other

    Secured Convertible Note

    2025-08-25$45000000.00/sh+1,526,718$68,702,310,000,000
    Exercise: $29.48From: 2025-08-25Exp: 2027-02-25Common Stock (1,526,718 underlying)
RSLGH, LLC
10% Owner
Transactions
  • Other

    Secured Convertible Note

    2025-08-25$45000000.00/sh+1,526,718$68,702,310,000,000
    Exercise: $29.48From: 2025-08-25Exp: 2027-02-25Common Stock (1,526,718 underlying)
Footnotes (2)
  • [F1]On 8/25/2025, the Issuer issued a Secured Convertible Note (the "Note") to RSLGH, LLC (the "Investor") with an original principal amount of $45 million. The Note bears interest at 10% per annum, which may be payable in cash, common stock or pre-funded warrants with an exercise price of $0.001 per share. The Note is secured by the Issuer's assets and ranks senior to all other indebtedness except that the Note ranks on parity with the Secured Convertible Note issued to the Investor on November 5, 2024 and the Secured Convertible Notes issued on May 22, 2025. The Note may be converted into Common Stock at a conversion price of $29.475 per share or, at the election of the holder, into pre-funded warrants at a conversion price of $29.474 per share, subject to certain conditions. The Note includes a beneficial ownership limitation of 49.99% with respect to the Investor and exercise is subject to stockholder approval under applicable Nasdaq listing rules, to the extent required.
  • [F2]The Investor is the direct beneficial owner of the Note. The Investor is an indirectly wholly-owned subsidiary of Green Thumb Industries Inc. ("Green Thumb"). Green Thumb is the sole shareholder of GTI23, Inc., which is the sole member of VCP23, LLC, which is the sole shareholder of For Success Holdings Company. For Success Holdings Company is the sole member of Wellness Mgmt, LLC, which is the sole member of Investor.

Issuer

Agrify Corp

CIK 0001800637

Entity typeoperating

Related Parties

1
  • filerCIK 0001795139

Filing Metadata

Form type
4
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 5:00 PM ET
Size
9.0 KB