Lorber David A 4
4 · PhenixFIN Corp · Filed Sep 5, 2025
Insider Transaction Report
Form 4
Lorber David A
DirectorCHAIRMAN AND CEO10% Owner
Transactions
- Purchase
COMMON STOCK
2025-09-03$47.83/sh+200$9,566→ 143,345 total - Purchase
COMMON STOCK
2025-09-04$48.41/sh+300$14,523→ 143,645 total - Purchase
COMMON STOCK
2025-09-05$48.93/sh+100$4,893→ 143,745 total
Holdings
- 3,378(indirect: By Spouse)
COMMON STOCK
- 81,662.416(indirect: By FrontFour Master Fund, Ltd.)
COMMON STOCK
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.82 to $47.84, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.25 to $48.50, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]Shares held in David A. Lorber's spouse's individual retirement account.
- [F4]Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein.