4/A//SEC Filing
Klamkin Jonathan 4/A
Accession 0001213900-25-086275
CIK 0001828805other
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 5:30 PM ET
Size
9.8 KB
Accession
0001213900-25-086275
Insider Transaction Report
Form 4/AAmended
Aeluma, Inc.ALMU
Klamkin Jonathan
DirectorChief Executive Officer10% Owner
Transactions
- Other
Stock Option
2025-07-01$16.37/sh+6,253$102,362→ 326,253 totalExercise: $16.37From: 2025-07-01Exp: 2035-07-01→ Common Stock (6,253 underlying) - Other
Common Stock
2025-07-01$16.37/sh+2,403$39,337→ 1,629,398 total - Sale
Common Stock
2025-08-14$18.85/sh−150,000$2,827,305→ 1,479,398 total
Footnotes (4)
- [F1]Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents the contingent right to receive one share of Common Stock of the Issuer upon vesting of the RSU.
- [F2]The RSUs and the Stock Options were granted to the Reporting Person as a bonus and vested immediately (the "Bonus"). The Bonus was approved by the Issuer's Board of Directors.
- [F3]This amendment is being filed solely to remove and correct the reference to a Rule 10b5-1 trading plan and uncheck the box on the cover page relating to same. The shares were sold pursuant to a "non-10b5-1 trading arrangement," as defined in Item 408(c) of Regulation S-K of the Exchange Act and has been terminated.
- [F4]These shares were sold in multiple transactions at prices ranging from $18.84520 to $18.85230. The price reported above reflects the weighted average sale price. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price.
Documents
Issuer
Aeluma, Inc.
CIK 0001828805
Entity typeother
Related Parties
1- filerCIK 0001869626
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 5:30 PM ET
- Size
- 9.8 KB