4//SEC Filing
Gottschalk Jane 4
Accession 0001213900-25-090767
CIK 0001849221other
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 6:35 PM ET
Size
10.2 KB
Accession
0001213900-25-090767
Insider Transaction Report
Form 4
Gottschalk Jane
DirectorPresident10% Owner
Transactions
- Award
Common Stock
2025-09-18+250,000→ 566,600 total
Holdings
- 2,064,447(indirect: By Joachim Gottschalk & Associates Ltd.)
Common Stock
- 574,722(indirect: By Spouse)
Common Stock
- 344,797(indirect: By Joachim Gottschalk & Associates Ltd.)
Series AA Preferred Stock
- 3,479,491(indirect: By Fermain Limited.)
Common Stock
Footnotes (7)
- [F1]Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.
- [F2]RSUs vest in equal installments beginning on December 31, 2025, and thereafter thereafter on March 31, June 30, September 30, and December 31 of 2026, 2027 and 2028, and March 31, June 30 and September 30, 2029.
- [F3]Not applicable.
- [F4]The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from Reporting Person as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- [F5]Fermain Limited ("Fermain") is controlled by the Reporting Person and her spouse, Max Gottschalk, each of whom shares voting and dispositive control over shares held by Fermain with no single person controlling investment or voting decisions with respect to such shares. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.
- [F6]The Reporting Person and her spouse, Max Gottschalk, each share voting and dispositive control over the shares of common stock beneficially owned by the other.
- [F7]Such shares are convertible into shares of common stock of Issuer, subject to the provisions of the certificate of designation of the series AA preferred stock.
Documents
Issuer
Perfect Moment Ltd.
CIK 0001849221
Entity typeother
Related Parties
1- filerCIK 0002009182
Filing Metadata
- Form type
- 4
- Filed
- Sep 22, 8:00 PM ET
- Accepted
- Sep 23, 6:35 PM ET
- Size
- 10.2 KB