4//SEC Filing
Kotaieva Anastasiia 4
Accession 0001213900-25-098218
CIK 0001787518other
Filed
Oct 9, 8:00 PM ET
Accepted
Oct 10, 7:05 PM ET
Size
18.2 KB
Accession
0001213900-25-098218
Insider Transaction Report
Form 4
Nukkleus Inc.NUKK
Kotaieva Anastasiia
Other
Transactions
- Purchase
Common Stock, $0.0001 par value per share
2025-10-09+259,864→ 847,384 total(indirect: See Footnote) - Purchase
Warrant
2025-10-07$0.00/sh+1,000,000$100→ 1,501,424 total(indirect: See Footnote 3)Exercise: $0.00From: 2025-10-07Exp: 2030-08-11→ Common (1,000,000 underlying) - Exercise of In-Money
Warrant
2025-10-09−351,424→ 1,000,000 total(indirect: See Footnote 2)Exercise: $2.41From: 2024-11-08Exp: 2029-11-08→ Common (351,424 underlying) - Purchase
Common Stock, $0.0001 par value per share
2025-10-09+999,989→ 1,847,373 total(indirect: See Footnote) - Exercise of In-Money
Warrant
2025-10-08−150,000→ 1,351,424 total(indirect: See Footnote 1)Exercise: $2.00From: 2024-06-11Exp: 2029-06-11→ Common (150,000 underlying) - Exercise of In-Money
Warrant
2025-10-09−1,000,000→ 0 total(indirect: See Footnote 3)Exercise: $0.00From: 2025-08-11Exp: 2030-08-11→ Common (1,000,000 underlying) - Purchase
Common Stock, $0.0001 par value per share
2025-10-08+117,568→ 587,520 total(indirect: See Footnote)
Footnotes (3)
- [F1]Shares issued upon exercise (on a cashless basis) of a warrant issued in June 2024 to X Group Family of Funds Limited Partnership for 150,000 shares (after giving effect to a reverse split implemented in October 2024). Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.
- [F2]Shares issued upon exercise (on a cashless basis) of a warrant issued in November 2024 to X Group Family of Funds Limited Partnership for 351,424 shares. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.
- [F3]Shares issued upon exercise (on a cashless basis) of a pre-funded warrant issued in August 2025 to an unrelated third party for a total of 1,702,088 shares and assigned on October 7, 2025 to X Group Family of Funds Limited Partnership. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.
Documents
Issuer
Nukkleus Inc.
CIK 0001787518
Entity typeother
Related Parties
1- filerCIK 0002045096
Filing Metadata
- Form type
- 4
- Filed
- Oct 9, 8:00 PM ET
- Accepted
- Oct 10, 7:05 PM ET
- Size
- 18.2 KB