4//SEC Filing
CANTOR FITZGERALD, L. P. 4
Accession 0001213900-25-112314
CIK 0001819796other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 9:16 PM ET
Size
16.3 KB
Accession
0001213900-25-112314
Insider Transaction Report
Form 4
CF Finance Holdings LLC
10% Owner
Transactions
- Other
Warrants
2025-11-17−1,766,642→ 0 total(indirect: See Footnotes)Exercise: $11.50From: 2020-12-17Exp: 2025-11-17→ Class A common stock (1,766,642 underlying) - Sale
Warrants
2025-11-17$0.01/sh−33,358$334→ 1,766,642 total(indirect: See Footnotes)Exercise: $11.50From: 2020-12-17Exp: 2025-11-17→ Class A common stock (33,358 underlying)
Holdings
- 6,451,535(indirect: See Footnotes)
Class A common stock
CF GROUP MANAGEMENT INC
10% Owner
Transactions
- Other
Warrants
2025-11-17−1,766,642→ 0 total(indirect: See Footnotes)Exercise: $11.50From: 2020-12-17Exp: 2025-11-17→ Class A common stock (1,766,642 underlying) - Sale
Warrants
2025-11-17$0.01/sh−33,358$334→ 1,766,642 total(indirect: See Footnotes)Exercise: $11.50From: 2020-12-17Exp: 2025-11-17→ Class A common stock (33,358 underlying)
Holdings
- 6,451,535(indirect: See Footnotes)
Class A common stock
CF GCM Investor, LLC
10% Owner
Transactions
- Sale
Warrants
2025-11-17$0.01/sh−33,358$334→ 1,766,642 total(indirect: See Footnotes)Exercise: $11.50From: 2020-12-17Exp: 2025-11-17→ Class A common stock (33,358 underlying) - Other
Warrants
2025-11-17−1,766,642→ 0 total(indirect: See Footnotes)Exercise: $11.50From: 2020-12-17Exp: 2025-11-17→ Class A common stock (1,766,642 underlying)
Holdings
- 6,451,535(indirect: See Footnotes)
Class A common stock
CANTOR FITZGERALD L P
10% Owner
Transactions
- Other
Warrants
2025-11-17−1,766,642→ 0 total(indirect: See Footnotes)Exercise: $11.50From: 2020-12-17Exp: 2025-11-17→ Class A common stock (1,766,642 underlying) - Sale
Warrants
2025-11-17$0.01/sh−33,358$334→ 1,766,642 total(indirect: See Footnotes)Exercise: $11.50From: 2020-12-17Exp: 2025-11-17→ Class A common stock (33,358 underlying)
Holdings
- 6,451,535(indirect: See Footnotes)
Class A common stock
Lutnick Brandon
10% Owner
Transactions
- Other
Warrants
2025-11-17−1,766,642→ 0 total(indirect: See Footnotes)Exercise: $11.50From: 2020-12-17Exp: 2025-11-17→ Class A common stock (1,766,642 underlying) - Sale
Warrants
2025-11-17$0.01/sh−33,358$334→ 1,766,642 total(indirect: See Footnotes)Exercise: $11.50From: 2020-12-17Exp: 2025-11-17→ Class A common stock (33,358 underlying)
Holdings
- 6,451,535(indirect: See Footnotes)
Class A common stock
Footnotes (2)
- [F1]On November 17, 2025, CF Finance Holdings, LLC ("Holdings") sold 33,358 warrants in GCM Grosvenor, Inc. ("GCMG") at an average price of $0.01 per warrant and the remaining 1,766,642 warrants held by Holdings and CF GCM Investor, LLC ("Investor") expired.
- [F2]Holdings owns 2,951,535 shares of Class A common stock of GCMG and Investor owns 3,500,000 shares of Class A common stock of GCMG. Cantor Fitzgerald, L.P. ("CFLP") is the sole member of each of Holdings and Investor. CF Group Management, Inc. ("CFGM") is the managing general partner of CFLP. Mr. Lutnick is the Chairman and Chief Executive Officer of CFLP and CFGM and also the trustee with decision making control of trusts that hold all of the voting shares of CFGM. As such, each of CFLP, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the securities directly held by Holdings and Investor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Documents
Issuer
GCM Grosvenor Inc.
CIK 0001819796
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001024896
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 9:16 PM ET
- Size
- 16.3 KB