4//SEC Filing
McCarthy Lee 4
Accession 0001213900-26-000512
CIK 0001828805other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 5:18 PM ET
Size
5.4 KB
Accession
0001213900-26-000512
Insider Transaction Report
Form 4
Aeluma, Inc.ALMU
McCarthy Lee
10% Owner
Transactions
- Sale
Common Stock
2023-02-17$0.01/sh−649,570$3,962→ 977,425 total
Footnotes (1)
- [F1]Mr. McCarthy sold 649,570 "unvested" but beneficially owned shares under the terms of a Founder's Stock Repurchase Agreement dated February 17, 2023, between Mr. McCarthy and the Issuer that exercised its right to repurchase those shares under the terms of the Founder's Restricted Stock Purchase Agreement dated October 27, 2020, between Mr. McCarthy and the Issuer that was triggered by the voluntary resignation of Mr. McCarthy effective November 17, 2022, as COO of the Issuer after earlier resigning as interim CFO. Mr. McCarthy's ownership of the Issuer's issued and outstanding shares of the Issuer's common stock following the Issuer's repurchase of the 649,750 "unvested" shares was 8.03% as set forth in the Issuer's Form 10-K for its fiscal year ended June 30, 2023, that was filed with the SEC on September 25, 2023.
Documents
Issuer
Aeluma, Inc.
CIK 0001828805
Entity typeother
Related Parties
1- filerCIK 0001869684
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 5:18 PM ET
- Size
- 5.4 KB