Profusa, Inc.|4Jan 28, 8:58 PM ET

O'Rourke Peter 4

4 · Profusa, Inc. · Filed Jan 28, 2026

AI-generated summary of this filing

Updated Jan 29, 2026

Profusa (PFSA) Director Peter O'Rourke Receives Option Awards

What Happened

Peter O'Rourke, a director of Profusa, Inc. (PFSA), was granted two option awards on January 26, 2026: 221,794 options and 52,866 options (total 274,660). The grants are reported as derivative securities with an acquisition price of $0.00 on the Form 4 (i.e., option awards, not immediate common-stock purchases).

Key Details

Transaction date: 2026-01-26; Form 4 filed: 2026-01-28 (timely filing).
Awards: 221,794 options (Footnote F1) and 52,866 options (Footnote F2); combined = 274,660 options.
Reported acquisition price: $0.00 (derivative awards); no immediate cash value disclosed in the filing.
Vesting: F1 (inaugural director award) vests in three equal annual installments over three years from the closing of the referenced business combination; F2 (annual director award) vests on the first anniversary of that closing.
Shares owned after transaction: not disclosed in the provided filing excerpt.
Accession #: 0001213900-26-009029 (filed with the SEC).

Context

These are stock option grants (derivative awards) rather than purchases of common stock — options give the right to buy shares in the future if vested and exercised. Director option awards are a routine form of non-employee director compensation and do not by themselves indicate a purchase or sale of shares.

Form 4

Period: 2026-01-26

Director

Transactions

Award
Stock Options
[F1]
2026-01-26+221,794→ 221,794 total
Exercise: $0.35From: 2026-01-26Exp: 2036-01-26→ Common Stock (221,794 underlying)
Award
Stock Options
[F2]
2026-01-26+52,866→ 52,866 total
Exercise: $0.35From: 2026-01-26Exp: 2036-01-26→ Common Stock (52,866 underlying)

Footnotes (2)

[F1]Represents an inaugural director award of options to purchase common stock. The options vest in three equal annual increments over a period of three years from the closing of the business combination between the Issuer (formerly known as NorthView Acquisition Corp.) and Profusa, Inc. (the "Closing").
[F2]Represents an annual director award of options to purchase common stock. The options vest on the first anniversary of the Closing.

Signature

/s/ Peter O Rourke|2026-01-28

1 file