|4Jan 28, 8:59 PM ET

Chung Lauren 4

4 · Profusa, Inc. · Filed Jan 28, 2026

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Profusa (PFSA) Director Lauren Chung Receives Option Awards

What Happened
Lauren Chung, a director of Profusa, Inc. (PFSA), was granted two derivative awards (options) on January 26, 2026 totaling 274,660 shares: 221,794 and 52,866 shares. Both grants are reported at an acquisition price of $0.00, indicating they are option awards rather than purchases of common stock. No cash was exchanged in these grants.

Key Details

  • Transaction date: 2026-01-26; reported on Form 4 filed 2026-01-28.
  • Reported amounts: 221,794 shares (derivative) and 52,866 shares (derivative); combined total 274,660 shares. Reported price: $0.00 (award/grant).
  • Shares owned after transaction: not specified in this Form 4.
  • Footnotes:
    • F1 — inaugural director award: options vest in three equal annual increments over three years from the closing of the business combination between the issuer (formerly NorthView Acquisition Corp.) and Profusa.
    • F2 — annual director award: options vest on the first anniversary of the Closing.
  • Filing timeliness: Form 4 was filed two days after the grants (filed Jan 28 for Jan 26 transactions); the filing does not indicate a late-report flag.

Context
These entries are grants of options (derivative securities), a common form of director compensation intended to align management/directors with shareholders. They do not represent an immediate purchase or sale and do not indicate exercise or sale of shares. The Form 4 reports the grant amounts and vesting schedules but does not provide exercise prices or post-exercise share sales—those details may appear in other disclosures if/when options are exercised or shares are sold.

Insider Transaction Report

Form 4
Period: 2026-01-26
Chung Lauren
Director
Transactions
  • Award

    Stock Options

    [F1]
    2026-01-26+221,794221,794 total
    Exercise: $0.35From: 2026-01-26Exp: 2036-01-26Common Stock (221,794 underlying)
  • Award

    Stock Options

    [F2]
    2026-01-26+52,86652,866 total
    Exercise: $0.35From: 2026-01-26Exp: 2036-01-26Common Stock (52,866 underlying)
Footnotes (2)
  • [F1]Represents an inaugural director award of options to purchase common stock. The options vest in three equal annual increments over a period of three years from the closing of the business combination between the Issuer (formerly known as NorthView Acquisition Corp.) and Profusa, Inc. (the "Closing").
  • [F2]Represents an annual director award of options to purchase common stock. The options vest on the first anniversary of the Closing.
Signature
/s/ Lauren Chung|2026-01-28

Documents

1 file
  • 4
    ownership.xmlPrimary

    OWNERSHIP DOCUMENT