Asarpota Rajesh 4

What Happened Rajesh Asarpota, a director of Profusa, Inc. (PFSA), was granted two derivative awards on 2026-01-26: options covering 221,794 shares and options covering 52,866 shares, for a total of 274,660 option shares. Both grants were reported as acquired at $0.00 (i.e., option awards rather than purchases of common stock). The filing was submitted on 2026-01-28 covering the 2026-01-26 grants.

Key Details

• Transaction date: 2026-01-26; Filing date: 2026-01-28 (appears timely).
• Awards: 221,794 option shares (Footnote F1) and 52,866 option shares (Footnote F2); total 274,660 options.
• Price at acquisition: $0.00 (these are option grants/derivatives, not cash purchases).
• Vesting: F1 (221,794) vests in three equal annual increments over three years from the business combination closing; F2 (52,866) vests on the first anniversary of the closing.
• Shares owned after transaction: not disclosed in the Form 4 filing.
• No 10b5-1 plan, tax withholding, or immediate cashless exercise/sale reported in this filing.

Context These entries are option grants (derivative awards) to a director, not open-market purchases or sales. Options typically convert to shares only if vested and exercised; they carry potential future value tied to Profusa’s stock price and are subject to the stated vesting schedule. As reported, no immediate sale or exercise occurred.