Profusa, Inc.·4

Jan 29, 1:55 PM ET

STOVER JACK E 4

4 · Profusa, Inc. · Filed Jan 29, 2026

Research Summary

AI-generated summary of this filing

Updated

Profusa (PFSA) Director Jack E. Stover Receives Option Awards

What Happened

  • Jack E. Stover, a director of Profusa, Inc. (PFSA), received two derivative grants on January 26, 2026: 221,794 and 52,866 option-type awards (total 274,660) reported with a $0.00 per-share price. These are awards of options to purchase common stock (not open-market purchases or sales) and were reported as acquisitions of derivative securities.

Key Details

  • Transaction date: 2026-01-26; price shown on Form 4: $0.00 for both grants.
  • Total awards: 221,794 shares (inaugural director award) + 52,866 shares (annual director award) = 274,660 options.
  • Shares owned after transaction: not specified in the filing.
  • Footnotes:
    • F1: The 221,794-option award is an inaugural director grant that vests in three equal annual increments over three years from the Closing (the business combination closing with NorthView Acquisition Corp.).
    • F2: The 52,866-option award is an annual director grant that vests on the first anniversary of the Closing.
  • Filing timeliness: the filing does not indicate a late report.

Context

  • These grants are compensation-related option awards (derivative securities) that vest over time; they do not represent an immediate cash purchase or sale of shares. Such awards are commonly used to align directors’ interests with shareholders and typically vest according to service milestones rather than signaling a near-term trading intent.

Insider Transaction Report

Form 4
Period: 2026-01-26
Transactions
  • Award

    Stock Options

    [F1]
    2026-01-26+221,794221,794 total
    Exercise: $0.35From: 2026-01-26Exp: 2036-01-26Common Stock (221,794 underlying)
  • Award

    Stock Options

    [F2]
    2026-01-26+52,86652,866 total
    Exercise: $0.35From: 2026-01-26Exp: 2036-01-26Common Stock (52,866 underlying)
Footnotes (2)
  • [F1]Represents an inaugural director award of options to purchase common stock. The options vest in three equal annual increments over a period of three years from the closing of the business combination between the Issuer (formerly known as NorthView Acquisition Corp.) and Profusa, Inc. (the "Closing").
  • [F2]Represents an annual director award of options to purchase common stock. The options vest on the first anniversary of the Closing.
Signature
/s/ Jack Stover|2026-01-28

Documents

1 file
  • 4
    ownership.xmlPrimary

    OWNERSHIP DOCUMENT