|4Jan 30, 9:50 PM ET

O'Rourke Peter 4

4 · Profusa, Inc. · Filed Jan 30, 2026

Research Summary

AI-generated summary of this filing

Updated

Profusa (PFSA) Director Peter O'Rourke Receives Shares & Warrants

What Happened
Peter O'Rourke, a director of Profusa, Inc. (PFSA), received a pro rata distribution on January 26, 2026 of 107,750 shares of common stock and 15,250 warrants to purchase common stock from NorthView Sponsor I LLC. The distribution was for no consideration (shares reported as N/A price; warrants reported at $0.00) and is coded as an "other acquisition or disposition" (transaction code J). This was not a market purchase or sale by O'Rourke — it was a distribution of securities held by the sponsor.

Key Details

  • Transaction date: 2026-01-26; Form 4 filed: 2026-01-30 (reports the Jan 26 transaction).
  • Securities received: 107,750 common shares (price N/A) and 15,250 warrants (reported $0.00).
  • Footnote: The filing states the Sponsor distributed (i) 107,750 shares and (ii) 15,250 warrants to the reporting person pro rata and for no consideration.
  • Shares owned after the transaction: not disclosed in the provided summary of the filing.
  • Filing timeliness: Form 4 was filed 4 days after the transaction date; the filing shows the distribution but does not indicate a special late-filing notation in the materials provided here.

Context
This was a distribution from the Sponsor to its members, not an open-market purchase or sale by the director. Warrants are derivatives that give the holder the right to buy shares in the future (terms such as strike price and expiration determine value), and the filing does not show any exercise or sale tied to this transaction. Such sponsor distributions are organizational/ownership-structure events and don’t necessarily signal the insider’s trading intent or view of the company’s prospects. Monitor future filings for any exercises, sales, or additional disclosures.

Insider Transaction Report

Form 4
Period: 2026-01-26
Transactions
  • Other

    Common Stock

    [F1]
    2026-01-26+107,750107,750 total
  • Other

    Warrants

    [F1]
    2026-01-26+15,25015,250 total
    Exercise: $11.50From: 2026-01-26Exp: 2030-07-11Common Stock (15,250 underlying)
Footnotes (1)
  • [F1]Represents the distribution for no consideration by NorthView Sponsor I LLC (the "Sponsor") to the Reporting Person of (i) 107,750 shares of Common Stock, and (ii) 15,250 warrants to purchase shares of Common Stock, in connection with a pro rata distribution of Issuer securities held by the Sponsor to its members.
Signature
/s/ Peter O Rourke|2026-01-30

Documents

1 file
  • 4
    ownership.xmlPrimary

    OWNERSHIP DOCUMENT