PhenixFIN Corp·4

Mar 5, 6:25 PM ET

Amster Howard 4

4 · PhenixFIN Corp · Filed Mar 5, 2026

Insider Transaction Report

Form 4
Period: 2026-03-03
Amster Howard
Director10% Owner
Transactions
  • Purchase

    COMMON STOCK, $0.001 par value

    2026-03-03$42.56/sh+11,500$489,440248,248 total
Holdings
  • COMMON STOCK, $0.001 par value

    [F1]
    (indirect: By Trust)
    409
  • COMMON STOCK, $0.001 par value

    [F2]
    (indirect: By Trust)
    9,233
  • COMMON STOCK, $0.001 par value

    [F3]
    (indirect: By Trust)
    424
  • COMMON STOCK, $0.001 par value

    [F4]
    (indirect: By Pleasant Lake Corp)
    557
  • COMMON STOCK, $0.001 par value

    [F5]
    (indirect: By Trust)
    16,604
Footnotes (5)
  • [F1]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
  • [F2]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
  • [F3]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.
  • [F4]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.
  • [F5]These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.
Signature
/s/ Howard Amster|2026-03-05

Documents

1 file
  • 4
    ownership.xmlPrimary