SPRUCE POWER HOLDING CORP·4

Apr 6, 9:21 AM ET

Norling Jonathan McWhinnie 4

4 · SPRUCE POWER HOLDING CORP · Filed Apr 6, 2026

Research Summary

AI-generated summary of this filing

Updated

Spruce Power (SPRU) CLO Jonathan Norling Withholds 11,233 Shares

What Happened

  • Jonathan McWhinnie Norling, Chief Legal Officer of Spruce Power Holding Corp (SPRU), had 11,233 restricted shares withheld on April 1, 2026 to satisfy tax withholding obligations. The shares were valued at $4.11 each, totaling approximately $46,168. The transaction is recorded as a disposition under code F (tax withholding).

Key Details

  • Transaction date and price: April 1, 2026 — 11,233 shares withheld at $4.11 per share.
  • Total value: ~$46,168.
  • Shares owned after transaction: not specified in this Form 4 filing.
  • Footnote: RSUs were withheld specifically to pay the reporting person's tax withholding obligations tied to RSU vesting; the underlying RSUs were originally reported on a Form 4 filed March 21, 2025.
  • Filing date: Form 4 filed April 6, 2026 (reporting period April 1, 2026). Form 4s are normally due within two business days of the transaction; this filing was submitted several days after the vesting date.

Context

  • Code F indicates a routine tax-withholding disposition tied to RSU vesting (not an open-market sale or new purchase). Such withholdings are standard administrative actions and do not necessarily signal a change in the insider’s view of the company.

Insider Transaction Report

Form 4
Period: 2026-04-01
Norling Jonathan McWhinnie
Chief Legal Officer
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2026-04-01$4.11/sh11,233$46,168424,284 total
Footnotes (1)
  • [F1]The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on April 1, 2026. The applicable RSUs were reported on the Form 4 filed March 21, 2025.
Signature
/s/ Jonathan M. Norling|2026-04-06

Documents

1 file
  • 4
    ownership.xmlPrimary