Capone Vincent S. 4
4 · Spectral AI, Inc. · Filed Apr 6, 2026
Research Summary
AI-generated summary of this filing
Spectral AI (MDAI) CEO Vincent Capone Receives 16,750 Shares
What Happened
Vincent S. Capone, CEO of Spectral AI, was reported to have acquired 16,750 shares on 2026-03-27 under an award/grant (transaction code A). The reported weighted-average price was $1.52 per share, for a total reported value of $25,460. This was an acquisition (award/grant), not a sale.
Key Details
- Transaction date: 2026-03-27; Form 4 filed: 2026-04-06 (appears to be filed after the typical 2-business-day window).
- Price: $1.52 per share (weighted average; filing notes multiple purchase prices — see footnote F1).
- Shares acquired: 16,750; reported total value: $25,460.
- Shares owned after transaction: not specified in the filing.
- Notable footnotes: F1 explains the $1.52 is a weighted-average price and full breakdown can be provided on request. Other footnotes in the filing (F2–F5) describe option vesting schedules but do not change that this entry is a direct acquisition/award.
- Transaction type: A = Award/Grant/Other acquisition. No 10b5-1 plan, tax-withholding, or cashless exercise was indicated for this entry.
Context
An award/acquisition to a CEO is typically a compensation or grant-related acquisition rather than an open-market purchase or sale. Filing entries about options/vesting elsewhere in the Form 4 are informational; this specific line reports a share award/acquisition. As always, this is a factual report of insider activity and not a statement about future company performance.
Insider Transaction Report
- Award
Common Stock
[F1]2026-03-27$1.52/sh+16,750$25,460→ 186,450 total
- 60,955
ISO
[F2]Exercise: $4.47Exp: 2032-05-06→ Common Stock (60,955 underlying) - 6,939
NQSO
[F2]Exercise: $4.36Exp: 2032-05-06→ Common Stock (6,939 underlying) - 6,014
ISO
[F3]Exercise: $4.48Exp: 2033-04-13→ Common Stock (6,014 underlying) - 12,027
NQSO
[F3]Exercise: $4.48Exp: 2033-04-13→ Common Stock (12,027 underlying) - 6,581
ISO
[F4]Exercise: $5.54Exp: 2033-06-01→ Common Stock (6,466 underlying) - 13,162
NQSO
[F4]Exercise: $5.54Exp: 2033-06-01→ Common Stock (12,932 underlying) - 75,000
NQSO
[F5]Exercise: $1.20Exp: 2035-04-01→ Common Stock (75,000 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at an average price of $1.52. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]The stock options are fully vested and exercisable.
- [F3]33% of the stock options vested on 4/13/2024, 33% vested on 4/13/2025, and the remainder vest on 4/13/2026.
- [F4]33% of the stock options vested on 6/29/2024, 33% vested on 6/29/2025, and the remainder vest on 6/25/2026.
- [F5]33% vested on 4/1/2026, and the remainder vest upon the achievement of certain milestones.