FORUM MARKETS Inc·4

Apr 6, 8:15 PM ET

Dalton Angela 4

4 · FORUM MARKETS Inc · Filed Apr 6, 2026

Research Summary

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FORUM MARKETS (FRMM) Director Angela Dalton Receives Award

What Happened Dalton Angela (Director) was granted an award of 203,562 restricted stock units (RSUs) on 2026-04-02. The reported acquisition price is $0.00, so no cash was paid at grant. This filing reports an award/grant (transaction code A) rather than an open‑market purchase or sale.

Key Details

  • Transaction date: 2026-04-02; reported on Form 4 filed 2026-04-06.
  • Grant: 203,562 RSUs at $0.00 per share (total cash paid = $0).
  • Vesting (per footnote F1): (i) 3,562 RSUs vest in full on the date of the Company’s 2026 Annual Meeting of Stockholders (subject to continued service); (ii) 200,000 RSUs — 100,000 vest on the 2026 Annual Meeting date and 100,000 vest on the first anniversary of the grant date (each tranche subject to continued service).
  • Shares owned after transaction: not specified in the provided excerpt of the filing — see the full Form 4 for beneficial ownership totals.
  • Filing timeliness: Form 4 was filed on 2026-04-06 for a 2026-04-02 transaction; this is within the typical two business‑day SEC reporting window and therefore appears timely.

Context RSUs are compensatory awards that convert to actual shares only upon vesting and are subject to service conditions noted above. Because these units are subject to vesting, they do not represent immediately tradable shares and should be viewed as part of executive/board compensation rather than a direct open‑market purchase or sale.

Insider Transaction Report

Form 4
Period: 2026-04-02
Transactions
  • Award

    Common Stock

    [F1]
    2026-04-02+203,562203,562 total
Footnotes (1)
  • [F1]Consists of (i) 3,562 shares of Common Stock underlying restricted stock units ("RSUs") that will vest in full on the date of the Company's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service through such date, and (ii) 200,000 shares of Common Stock underlying RSUs, half of which will vest on the date of the Company's 2026 Annual Meeting of Stockholders and the other half of which will vest on the first anniversary of the grant date, subject to the Reporting Person's continued service through each such date.
Signature
/s/ Angela Dalton|2026-04-06

Documents

1 file
  • 4
    ownership.xmlPrimary