Capone Vincent S. 4

What Happened

• Vincent S. Capone, CEO of Spectral AI, received an award of 100,000 shares reported as an acquisition (award/grant) on 2026-04-24. The reported acquisition price is $0.00 (no cash paid). The filing identifies these 100,000 shares as restricted stock units (RSUs) issued on 4/24/2026.

Key Details

• Transaction date: 2026-04-24; Filing date: 2026-04-27 (filed within SEC timing requirements).
• Price: $0.00 per share (award/grant).
• Shares owned after transaction: not specified in the summary data provided (refer to full Form 4 for totals).
• Important footnotes in the filing:
  • F1: The total includes 100,000 RSUs, which are fully vested and were issued on 4/24/2026.
  • F6: States 50% of the RSUs vest in 2026 and the remaining 50% vest on April 1, 2027 (this appears to conflict with F1 — review the full filing for clarification).
  • Additional footnotes (F2–F5) describe vesting status of stock options (fully vested/exercisable or scheduled vesting dates) but do not alter this RSU award line.
• No sale or open-market purchase reported in this transaction (it is a compensation award).

Context

• RSUs are a form of equity compensation. If fully vested and issued, they typically convert to company shares and are treated as taxable compensation; if subject to future vesting, shares may be restricted until milestones or dates are met.
• This filing reports an award rather than a purchase or sale — awards reflect company compensation decisions more than an insider’s personal market view. Because the filing includes multiple footnotes with potentially conflicting vesting language, investors should consult the full Form 4 for exact vesting and ownership details.