DiMaio John Michael 4
4 · Spectral AI, Inc. · Filed May 18, 2026
Research Summary
AI-generated summary of this filing
Spectral AI (MDAI) Director John DiMaio Receives 26,887 Shares
What Happened
- John Michael DiMaio, a director of Spectral AI, acquired a total of 26,887 shares on May 15, 2026 via grant/award (transaction code A). The filing reports 25,000 shares at $2.16 (reported value $54,000) and 1,887 shares at a weighted average price of $2.12 (reported value $4,000), for a combined reported cost of about $58,000. These entries are recorded as awards/acquisitions rather than sales.
Key Details
- Transaction date: 2026-05-15; Filing date (Form 4): 2026-05-18 (filed within the SEC’s two-business-day window).
- Prices and amounts reported: 25,000 shares @ $2.16 (≈ $54,000); 1,887 shares @ $2.12 (≈ $4,000); total ≈ $58,000.
- Shares owned after transaction: Not specified in the excerpt provided from the filing.
- Relevant footnotes:
- F1: Column 4 price is a weighted average; shares were purchased in multiple transactions. The reporting person can provide a breakdown on request.
- F5 (in the filing): indicates an RSU vesting schedule — 50% vested April 20, 2026; remaining 50% vest April 1, 2027. Other footnotes in the filing describe vesting for different awards/options.
- Transaction type: A = Award/Grant (i.e., acquisition of shares, not a sale or exercise).
Context
- These are reported share awards/acquisitions (not option exercises or open-market buys). Footnotes suggest some awards may be RSUs with partial vesting dates; check the full Form 4 for exact award type and vesting terms.
- Purchases or awards by insiders are often watched by investors as a stronger signal than sales, but they can also reflect compensation or vesting schedules. This summary is factual; it does not infer motive.
Insider Transaction Report
Form 4
DiMaio John Michael
Director
Transactions
- Award
Common Stock
[F1]2026-05-15$2.12/sh+1,887$4,000→ 2,613,114 total - Award
Common Stock
[F1]2026-05-15$2.16/sh+25,000$54,000→ 2,638,114 total
Holdings
- 5,292
ISO
[F2]Exercise: $1.67Exp: 2034-05-15→ Common Stock (5,292 underlying) - 20,352
ISO
[F3]Exercise: $1.67Exp: 2034-05-15→ Common Stock (20,352 underlying) - 250,000
NQSO
[F4]Exercise: $1.25Exp: 2035-04-23→ Common Stock (250,000 underlying) - 100,000
Restricted Stock Unit
[F5]Exercise: $1.84Exp: 2036-04-20→ Common Stock (100,000 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]100% of the stock options vested on the date of issuance.
- [F3]100% of the stock options were vested as of the date hereof.
- [F4]100,000 of the stock options were vested as of the date hereof. The remaining 150,000 stock options vest upon the achievement of certain milestones.
- [F5]50% of the RSUs on April 20, 2026. 50% of the RSUs will vest on April 1, 2027.
Signature
/s/ John Michael DiMaio|2026-05-18