DiMaio John Michael 4
4 · Spectral AI, Inc. · Filed Jun 1, 2026
Research Summary
AI-generated summary of this filing
Spectral AI (MDAI) Director John DiMaio Receives Stock Award
What Happened
- John Michael DiMaio, a director of Spectral AI, reported two awards/other acquisitions: 2,500 shares at a weighted price of $2.36 on 2026-05-28 (value $5,900) and 15,000 shares at a weighted price of $2.12 on 2026-05-29 (value $31,800). Total shares acquired: 17,500 for approximately $37,700. These were reported as grants/awards (Form 4 code A), i.e., acquisitions rather than open-market purchases or sales.
Key Details
- Transaction dates and prices: 05/28/2026 — 2,500 shares @ $2.36 (weighted avg); 05/29/2026 — 15,000 shares @ $2.12 (weighted avg).
- Total acquired: 17,500 shares, total reported value ≈ $37,700.
- Shares owned after transaction: Not specified in the provided excerpt of the filing.
- Relevant footnote: F1 notes the Column 4 prices are weighted averages from multiple purchase prices; the reporting person can provide the per-price breakdown on request. The filing also includes other footnotes (F2–F5) describing vesting schedules for options/RSUs elsewhere in the filing, which do not appear to alter these specific share awards.
- Timeliness: Filing date 2026-06-01 for transactions on 05/28–05/29/2026; this appears to be filed after the typical two-business-day Form 4 deadline.
Context
- These transactions were awards/grants (A), not option exercises or open-market buys; such awards are often part of compensation or director grants and don't necessarily signal personal-market-driven purchases. No immediate sale or cashless exercise was reported in this record.
Insider Transaction Report
Form 4
DiMaio John Michael
Director
Transactions
- Award
Common Stock
[F1]2026-05-28$2.36/sh+2,500$5,900→ 2,672,847 total - Award
Common Stock
[F1]2026-05-29$2.12/sh+15,000$31,800→ 2,687,847 total
Holdings
- 5,292
ISO
[F2]Exercise: $1.67Exp: 2034-05-15→ Common Stock (5,292 underlying) - 20,352
ISO
[F3]Exercise: $1.67Exp: 2034-05-15→ Common Stock (20,352 underlying) - 250,000
NQSO
[F4]Exercise: $1.25Exp: 2035-04-23→ Common Stock (250,000 underlying) - 100,000
Restricted Stock Unit
[F5]Exercise: $1.84Exp: 2036-04-20→ Common Stock (100,000 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]100% of the stock options vested on the date of issuance.
- [F3]100% of the stock options were vested as of the date hereof.
- [F4]100,000 of the stock options were vested as of the date hereof. The remaining 150,000 stock options vest upon the achievement of certain milestones.
- [F5]50% of the RSUs on April 20, 2026. 50% of the RSUs will vest on April 1, 2027.
Signature
/s/ John Michael DiMaio|2026-06-01