Brock Eric A 4

4 · Ondas Inc. · Filed Jun 2, 2026

AI-generated summary of this filing

Updated Jun 3, 2026

Ondas (ONDS) CEO Eric Brock Sells 2.38M Shares After RSU Vest

What Happened

Eric A. Brock, Chairman, CEO, President and a director of Ondas Inc., had 4,500,000 RSUs vest on June 1, 2026 and converted those RSUs into shares (reported as an exercise/conversion of a derivative). On June 2, 2026 he sold 2,378,245 shares in an open-market sale at $13.43 per share, generating proceeds of $31,939,830. The filing also notes shares were sold/withheld to cover tax withholding related to the vesting.

Key Details

Transaction dates and prices:
- 2026-06-01: 4,500,000 RSUs vested and converted to common stock (reported as derivative conversion, $0 exercise price).
- 2026-06-01: 4,500,000 shares reported disposed (derivative) in connection with withholding/tax treatment (per footnote).
- 2026-06-02: Open-market sale of 2,378,245 shares at $13.43 each = $31,939,830 total.
Footnotes of note:
- F1/F4: Each RSU converts to one share of common stock.
- F2: Some shares were sold by the Company to cover potential tax withholding on the vested RSUs.
- F3: Privet Ventures LLC (mentioned in the filing) is an investment company owned by Mr. Brock.
- F5: The 4.5M vested shares are part of a 13.5M RSU grant on Feb 11, 2026; remaining RSUs vest on scheduled future dates through March 10, 2029 if he remains an officer.
Shares owned after transaction: Not specified in this filing.
Timeliness: Report covers transactions through 2026-06-01 and was filed 2026-06-02 (within normal Form 4 timing).

Context

These were RSU vesting proceeds and subsequent sales; the conversion of RSUs to shares is a non-cash award event, and the filing shows both the vesting/conversion and later open-market sale. The company sale/withholding to cover taxes is a routine, administrative step and is disclosed separately from the open-market disposition.

Form 4

Period: 2026-06-01

DirectorChairman, CEO and President

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-06-01+4,500,000→ 5,961,255 total
Sale
Common Stock
[F2]
2026-06-02$13.43/sh−2,378,245$31,939,830→ 3,583,010 total
Exercise/Conversion
Restricted Stock Units
[F4][F5]
2026-06-01−4,500,000→ 9,000,000 total
→ Common Stock (4,500,000 underlying)

Holdings

Footnotes (5)

[F1]Represents shares of Ondas Inc. (the "Company") common stock, par value $0.0001 per share ("Common Stock"), received upon vesting of Restricted Stock Units ("RSUs").
[F2]These shares were sold by the Company to cover potential tax withholding obligations in connection with the vesting of the RSUs.
[F3]Privet Ventures LLC is an investment company owned by the reporting person.
[F4]Each RSU represents a contingent right to receive one share of Common Stock.
[F5]On February 11, 2026, the reporting person was granted 13,500,000 RSUs. The RSUs vested 4,500,000 shares on June 1, 2026. The remaining RSUs will vest as follows: (i) 1,800,000 shares on March 10, 2027, (ii) 1,800,000 shares on June 1, 2027, (iii) 1,800,000 shares on March 10, 2028, (iv) 1,800,000 shares on June 1, 2028, and (v) 1,800,000 shares on March 10, 2029, provided that the reporting person is an officer of the Company on the applicable vesting dates.

Signature

/s/ Eric A. Brock|2026-06-02

1 file