Remora Capital Corp 8-K

What Happened

• Remora Capital Corp filed an 8-K disclosing that Frank Galea submitted notice to retire as Chief Compliance Officer effective June 12, 2026. Mr. Galea did not report any disagreement with the company’s operations, policies or practices and indicated he will assist his successor for a smooth transition.
• On June 12, 2026 the Board appointed Heather Birmingham as the Company’s new Chief Compliance Officer, effective June 15, 2026. Ms. Birmingham brings about 25 years of investment industry compliance experience, including roles at CIM Group, Brookfield Public Securities Group and as CCO for THL Credit entities.

Key Details

• Frank Galea filed his notice on May 29, 2026; retirement effective June 12, 2026.
• Heather Birmingham appointment announced June 12, 2026; start date June 15, 2026.
• Ms. Birmingham’s background: First Vice President at CIM Group (2021–2026); Director of Compliance at Brookfield Public Securities Group (2018–2021); CCO roles at THL Credit (2012–2018); compliance roles since 2002. B.A. in Accounting & International Business from Dominican University.
• Company states there are no special arrangements related to her appointment, no family ties with company officers/directors, and no transactions since the last fiscal year (or proposed) involving Ms. Birmingham in excess of $120,000.

Why It Matters

• A change in the Chief Compliance Officer is material to investors because the CCO oversees the company’s adherence to legal and regulatory requirements and the effectiveness of compliance controls.
• The filing emphasizes continuity: the outgoing CCO reported no disagreements and will help transition, and the new CCO has extensive industry compliance experience, which may reduce disruption in oversight. There are no disclosed related-party or material transactions tied to the appointment.