AXIA Energia S.A.·4

Jun 12, 3:37 PM ET

Falconi Campos Vicente 4

4 · AXIA Energia S.A. · Filed Jun 12, 2026

Research Summary

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AXIA Energia (AXIA3) Director Falconi Campos Vicente Gifts 30,000 Shares

What Happened
Falconi Campos Vicente, a director of AXIA Energia S.A. (ticker: AXIA3), reported a gift of 30,000 shares on 2026-05-22. The shares were disposed as a gift (transaction code G) with no proceeds ($0.00) reported. The filing was submitted on 2026-06-12, after the transaction date.

Key Details

  • Transaction date: 2026-05-22; filing date (reported): 2026-06-12 — filing appears late for a Form 4 (timeliness: L).
  • Transaction type: Gift (G); shares disposed: 30,000; price per share: $0.00; total proceeds: $0.
  • Shares owned after transaction: not specified in the provided excerpt.
  • Footnotes: Mr. Campos is a controlling shareholder of STARTOURS FIA IE (holds 3,818,090 Class B1 preferred shares) and TUCA FIA (holds 2,232,989 Class B1 preferred shares) and may be deemed to indirectly own those shares (F1, F3). Both entities and Mr. Campos disclaim beneficial ownership except to the extent of pecuniary interest (F2, F4).
  • No indication of 10b5-1 plan, tax withholding, or option exercise in this transaction.

Context
A gift (G) is a disposition that does not generate proceeds and generally does not signal a trading view on the company’s stock. The late filing may affect regulatory compliance and should be noted by investors tracking insider activity.

Insider Transaction Report

Form 4
Period: 2026-05-22
Transactions
  • Gift

    Class "B1" Preferred Shares

    2026-05-2230,00082,799 total
Holdings
  • Class "B1" Preferred Shares

    [F1][F2]
    (indirect: See Footnotes)
    3,818,090
  • Class "B1" Preferred Shares

    [F3][F4]
    (indirect: See Footnotes)
    2,232,989
Footnotes (4)
  • [F1]Vicente Falconi Campos ("Mr. Campos") is a controlling shareholder in STARTOURS FIA IE ("Startours") which directly holds 3,818,090 Class "B1" Preferred Shares of AXIA Energia S.A. (the "Company"). Mr. Campos may be deemed to indirectly beneficially own these shares by virtue of control over Startours.
  • [F2]For the purposes of this filing, each of Startours and Mr. Campos disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Startours or Mr. Campos is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
  • [F3]Mr. Campos is a controlling shareholder in TUCA FIA RESPONSABILIDADE LIMITADA ("Tuca") which directly holds 2,232,989 Class "B1" Preferred Shares of the Company. Mr. Campos may be deemed to indirectly beneficially own these shares by virtue of control over Tuca.
  • [F4]For the purposes of this filing, each of Tuca and Mr. Campos disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Tuca or Mr. Campos is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
Signature
/s/ Vicente Falconi Campos|2026-06-11

Documents

1 file
  • 4
    marketforms-73324.xmlPrimary

    PRIMARY DOCUMENT