Falconi Campos Vicente 4
4 · AXIA Energia S.A. · Filed Jun 18, 2026
Research Summary
AI-generated summary of this filing
AXIA Energia (AXIA3) Director Vicente Falconi Campos Gifts 40,000 Shares
What Happened
Vicente Falconi Campos, a director of AXIA Energia S.A. (AXIA3), reported two gift transactions totaling 40,000 derivative shares: 10,000 shares gifted on 2026-06-15 and 30,000 shares gifted on 2026-06-17. Both transactions were reported as gifts (code G) at a $0.00 price, so no cash changed hands. The reported securities are derivative Class "C" Preferred Shares (see footnotes for conversion rules and ownership structure).
Key Details
- Transaction dates and amounts: 10,000 shares (gift) on 2026-06-15; 30,000 shares (gift) on 2026-06-17. Reported price: $0.00; total reported value: $0.
- Security type: Derivative securities — Class "C" Preferred Shares (per filing).
- Post-transaction holdings: Not specified in the information provided in this summary/filing.
- Filings: Form 4 was filed on 2026-06-18 (covering the 6/15 and 6/17 transactions). The filing document does not include an explicit late-filing flag in the summary provided here.
- Notable footnotes:
- F1: Class "C" Preferred Shares automatically convert to common shares at a 1:1 ratio per the company bylaws; 4% of originally issued Class C shares convert each year 2026–2030 (pro rata), with remaining shares converting in 2031.
- F2–F5: The reported Class "C" Preferred Shares are directly held by STARTOURS FIA IE and TUCA FIA RESPONSABILIDADE LIMITADA; Mr. Campos is a controlling shareholder of those entities and may be deemed to indirectly beneficially own the shares. Both entities and Mr. Campos include disclaimers limiting claimed beneficial ownership except to the extent of pecuniary interest.
Context
- Gifts: These were gifts, not open-market sales or purchases; gifts are not direct indicators of positive or negative market sentiment by the insider.
- Derivative explanation: The transactions involve derivative Class "C" Preferred Shares, which per the filing may convert into common shares over time under the company’s bylaws (see F1).
- Ownership structure: The filing attributes the holdings to related entities (Startours and Tuca) controlled by Mr. Campos; he disclaims beneficial ownership except for pecuniary interest as noted in the footnotes.
If you want, I can pull the exact Form 4 text or provide a timeline showing conversion dates for the Class C preferred-to-common schedule.
Insider Transaction Report
Form 4
AXIA Energia S.A.AXIA3
Falconi Campos Vicente
Director
Transactions
- Gift
Class "C" Preferred Shares
[F1]2026-06-15−10,000→ 42,567 total→ CommonShares (10,000 underlying) - Gift
Class "C" Preferred Shares
[F1]2026-06-17−30,000→ 12,567 total→ CommonShares (30,000 underlying)
Holdings
- 980,750(indirect: See Footnotes)
Class "C" Preferred Shares
[F1][F2][F3]→ CommonShares (980,750 underlying) - 573,588(indirect: See Footnotes)
Class "C" Preferred Shares
[F1][F4][F5]→ CommonShares (573,588 underlying)
Footnotes (5)
- [F1]Pursuant to Article 11 of the Bylaws of AXIA Energia S.A. (the "Company"), the Class "C" Preferred Shares shall be automatically converted into Common Shares, assuming such Class "C" Preferred Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued Class "C" Preferred Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all Class "C" Preferred Shares remaining, in fiscal year 2031.
- [F2]Vicente Falconi Campos ("Mr. Campos") is a controlling shareholder in STARTOURS FIA IE ("Startours") which directly holds the Class "C" Preferred Shares of the Company reported in this filing. Mr. Campos may be deemed to indirectly beneficially own these shares by virtue of control over Startours.
- [F3]For the purposes of this filing, each of Startours and Mr. Campos disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Startours or Mr. Campos is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
- [F4]Mr. Campos is a controlling shareholder in TUCA FIA RESPONSABILIDADE LIMITADA ("Tuca") which directly holds the the Class "C" Preferred Shares of the Company reported in this filing. Mr. Campos may be deemed to indirectly beneficially own these shares by virtue of control over Tuca.
- [F5]For the purposes of this filing, each of Tuca and Mr. Campos disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Tuca or Mr. Campos is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
Signature
/s/ Vicente Falconi Campos|2026-06-18